Associate Director Regulatory Risk Management

2 weeks ago


Sydney, New South Wales, Australia ANZ Full time
About Us

At ANZ, we're committed to shaping a world where people and communities thrive. Our Institutional bank helps our largest customers navigate the complexities of financial markets, providing our people with great opportunities to build their technical expertise and their careers.

About the Role

As an Associate Director Regulatory Risk Management in our Team, you'll play a key role in helping to provide first-line governance for the operational teams managing transaction reporting to regulators and its associated controls, such as reconciliations. You will help the business make informed, risk-based commercial and operational decisions in a timely manner and within a regulated environment. This is a new role, offering you the opportunity to drive and embed the creation of a framework for managing operational and regulatory risk associated with those teams.

Key Responsibilities
  1. Manage governance forums to ensure that operational and compliance issues are reviewed, compliance impacts agreed, and ensuring that any regulatory notifications are complete.
  2. Identify and assess operational and compliance risks and help mitigate their impacts.
  3. Work with the operational teams to review issues, incidents, and statistical reporting to help diagnose root causes and aid remediation and improve business processes.
  4. Ensure stakeholder transparency on risks and issues, through the appropriate use and publishing of KRIs and other MIS.
  5. Manage regulator inquiries, issues, and treatment plans.
  6. Ensure appropriate policies and procedures are in place.
What We're Looking For

To be successful in this role, you will ideally bring:

  1. Proven experience of risk management.
  2. Experience of assessing risks in a data reporting environment, including data reporting, high-volume transaction flows, data flows, and aggregation within and between systems.
  3. Experience of helping develop metrics for reporting and their associated monitoring and controls.
  4. Demonstrable attention to detail, with a strong ability to execute and persistence to ensure that issues are followed up and closed out.
  5. Experience in financial markets, with a broad understanding of how a markets division operates.
  6. Regulatory experience is helpful but not essential.
Why Join Us?

At ANZ, you'll be part of an organisation where the different backgrounds, perspectives, and life experiences of our people are celebrated. We welcome applications from everyone and encourage you to talk to us about any adjustments you may require to our recruitment process or the role itself. If you are a candidate with a disability or access requirement, let us know how we can provide you with additional support.

To find out more about working at ANZ, visit https://www.anz.com.au/careers. You can apply for this role by visiting ANZ Careers and searching for reference number 76703.



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