
Compliance Advisory Specialist
2 weeks ago
Work with us to fill a key role in our Risk and Compliance team.
This is an exciting opportunity for a talented individual to support the management of compliance frameworks and policies, and deliver compliance advice to ensure that our business operates in alignment with our policies, procedures, and regulatory obligations.
We are seeking someone who can assist in maintaining the obligations register, undertake line 2 activities in relation to conflicts management, and support the establishment and implementation of effective monitoring mechanisms for line 1 compliance practices.
The successful candidate will also be responsible for managing and maintaining appropriate financial services and trustee licensing and authorisations, and obtaining, analysing, and interpreting compliance data from a variety of internal and external sources.
Key Responsibilities- Support the development and enhancement of comprehensive compliance frameworks and policies.
- Maintain the obligations register for our business.
- Undertake line 2 activities in relation to conflicts management.
- Support the establishment and implementation of effective monitoring mechanisms for line 1 compliance practices.
- Manage and maintain appropriate financial services and trustee licensing and authorisations.
- Obtain, analyse, and interpret compliance data from a variety of internal and external sources.
- Experience in a similar role in regulatory compliance or legal areas with experience in the Australian financial services industry preferred.
- Excellent communication and presentation skills.
- We offer professional development opportunities to help you grow in your career.
- We have a vibrant and inclusive culture where you can work with talented colleagues to create new solutions and have impact.
We are a global leader in risk, strategy, and people, advising clients in 130 countries across four businesses: Marsh, Guy Carpenter, Mercer, and Oliver Wyman. We help build confidence to thrive through the power of perspective.
We are committed to creating a diverse, inclusive, and flexible work environment. We aim to attract and retain the best people and embrace diversity of age, background, disability, ethnic origin, family duties, gender orientation or expression, marital status, nationality, parental status, personal or social status, political affiliation, race, religion and beliefs, sex/gender, sexual orientation or expression, skin color, or any other characteristic protected by applicable law.
We are committed to hybrid work, which includes the flexibility of working remotely and the collaboration, connections, and professional development benefits of working together in the office.
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