Compliance Manager – Financial Crime Compliance Specialist

2 days ago

Sydney, New South Wales, Australia ING Full time

ING is seeking an experienced Compliance Manager to join its high-performing Financial Crime Compliance Team. As a key member of the team, you will be instrumental in assisting the FCC team to meet its local regulatory and global regulatory FCC obligations.

The ideal candidate will have strong Financial Crime Compliance (AML/CTF) advisory experience within a 2nd line FCC team from the banking and financial services industry, ideally Retail banking in a global bank. They will also have sound knowledge of Australian AML/CTF laws, and regulatory requirements.

The role requires a high degree of analysis and writing skills, decision-making ability, communication and interpersonal skills. The FCC function encourages creativity that allows a person to think outside the box, which results in innovative or different approaches to particular tasks and achieving compliant solutions for the business.

The successful candidate will be responsible for providing FCC advice to the Bank's retail and wholesale business and will require a high degree of analysis and writing skills, decision-making ability, communication and interpersonal skills.

Key Responsibilities:

  • Ensure implementation of ING's global FCC policies as well as the local AML/CTF Program and maintain adequate oversight of continuous compliance.
  • Provide timely and accurate FCC advice to the 1 LoD Retail and Wholesale business, KYC Centre of Excellence and KYC Operations.
  • Provide guidance and support to the Retail and Wholesale Business, KYC Centre of Excellence and KYC Operations to ensure any identified control gaps are closed in a timely manner.
  • Support the Secretary of the Client Integrity Risk Committee with recommendations regarding unacceptable risk customers, oversight of exiting of such customers and any follow up actions required.
  • Focus on continuous improvement in related Line 1 procedures and processes.
  • Support the Retail and Wholesale business with the completion of all Risk & Self Control Assessments (RSCA) and Product Approval Review Process (PARPs) regarding FCC risks.
  • Participate in the annual ML/TF Enterprise-Wide Risk Assessment (EWRA) and the Systemic Integrity Risk Assessment (SIRA).
  • Ensure that all AML/CTF related complaints/referrals are investigated and advice/response provided within SLA.

What We're Looking For:

  • Strong Financial Crime Compliance (AML/CTF) advisory experience within a 2nd line FCC team from the banking and financial services industry, ideally Retail banking in a global bank.
  • Sound knowledge of Australian AML/CTF laws, and regulatory requirements.
  • Minimum 8 years' experience in the financial services industry specifically related to AML activities.
  • The ability to comprehend and research complex FCC compliance issues.
  • Excellent interpersonal skills and an ability to successfully negotiate and deal with change.
  • Exceptional analytical skills – with the ability to proactively identify issues quickly and provide business-orientated solutions.
  • The ability to consider alternative solutions to a problem while maintaining compliance with regulatory requirements.

What's in It for You:

  • Discounted ING Health Insurance
  • An additional Rest Day to support your wellbeing
  • An IMPACT day to volunteer on an approved sustainability activity

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