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Compliance Trainee
1 month ago
At Société Générale Assurances, we are seeking a highly skilled Compliance Trainee to join our Australia team. This is an excellent opportunity for someone looking to start their career in compliance and risk management.
About the RoleWe are offering a competitive salary of AUD 60,000 - 80,000 per annum, depending on experience.
The successful candidate will support the Australia Compliance team with day-to-day Compliance tasks as well as other project-based activities as required.
Key Responsibilities- Responsible for tracking all interactions with Australia regulators in an organized and auditable manner.
- Responsible for responding to some Regulator inquiries either in written form (drafting documented responses) or on conference calls.
- Responsible for executing the implementation of the supporting documentation required to meet the regulatory requirements of all SG Australian entities including manuals, obligations registers and local policies.
- Contribute to robust and effective compliance controls within the organization.
- Responsible for the execution of some controls and approvals, especially Personal account dealing approvals and tracking and visitors management and tracking.
- Responsible for preparatory work related to Compliance training program
- Responsible for production of regional reporting and other regional projects as required.
- Assist Compliance management with the preparation of Committee meeting materials.
- Other daily tasks include assisting the compliance team to manage day to day compliance obligations, and compliance team mailbox management.
- Monitor compliance with laws, regulations and internal policies.
- Remain up to date on the legislative, regulatory environment that SG operates in.
- Create compliance resource library for staff members to reference.
- Review existing policies that require review and updating.
To be successful in this role, you will need:
- Tertiary qualification in Law and another discipline (Arts, Commerce, Economics or Science) or Business degree.
- Competent in Microsoft Excel and PowerPoint, and Microsoft Office generally
- Knowledge and understanding of Australian laws, regulations and guidelines in relation to banking and financing activities and a working knowledge of related areas of law and regulatory environment
- Excellent analytical skills and ability to accurately interpret complex documents and policies
Société Générale Assurances is a leading insurance company with a strong presence in Australia. We offer a dynamic and supportive work environment and opportunities for professional growth and development.
