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Risk Management and Regulatory Specialist

2 weeks ago

Sydney, New South Wales, Australia beBeeCompliance Full time $120,000 - $180,000
Regulatory Compliance Specialist

We are seeking a talented professional to join our Risk and Compliance team. This role can be based anywhere in Australia. This is a hybrid role that requires working at least three days a week in the office.

This 12-month fixed-term contract will see you play a crucial role in bolstering the risk and compliance capability needed to support a future that's resilient, safe, and ready for our clients and colleagues. In a world of constant change, risk and compliance provide the confidence, clarity, and control to act decisively, and do the right thing.

If you're driven by purpose and ready to make an impact, this is your opportunity. You'll join a team with momentum, humility, and a deep belief that better decisions start with great professionals.

This role reports to the Senior Manager, Compliance, and principally assists our Line 2 Compliance function in respect of compliance incidents and breaches to ensure the organisation meets regulatory requirements for relevant regulators. The role will also provide compliance advice to ensure we operate in compliance with our policies, procedures, and regulatory obligations.

Key Responsibilities:

  • Support the Incident and Breach Management frameworks, policies, tools, systems, and processes required for the organisation to effectively manage compliance risks.
  • Undertake compliance assessments of compliance incidents to support the regulatory breach assessment processes.
  • Present compliance assessments to relevant stakeholders and forums as required.
  • Assist in the provision of compliance advice, insights, themes, trends to key stakeholders including boards, committees, and other forums in relation to incidents and breaches.
  • Review and monitor compliance with relevant policies.
  • Provide sound pragmatic advice, guidance, and support to business leaders on risk and compliance matters.
  • Support Risk and Compliance colleagues across Line 1 and Line 2.

Process and Reporting:

  • Prepare (and present as required) concise and meaningful professional risk and compliance reports (including compliance assessments) for management and related Boards and Board sub-committees and other forums as required.
  • Partner closely with colleagues to drive alignment and consistent implementation of risk and compliance framework accountabilities.

Strategy & People:

  • Actively contribute to the priorities and work plans for the Risk & Compliance function.
  • Review industry developments and consider impacts on the risk and compliance environment.

Requirements:

  • A tertiary qualification in Law, Commerce, Finance, Risk Management, or a related field.
  • Relevant postgraduate and/or professional qualification desirable.
  • At least 5+ years' experience in a similar role or compliance role experience in the financial services (superannuation, investments, financial advice, insurance broking/insurance) industry is desirable.

What makes you stand out:

  • Strong understanding of relevant legislative and regulatory frameworks and the relevant industry codes which impact service offerings and solutions.
  • Excellent project and time management skills.
  • Ability to understand business issues and adopt a pragmatic risk-based approach.
  • Excellent communication skills with demonstrated ability to engage, build rapport, and present to management.

Why join us:

  • We help you be your best through professional development opportunities, interesting work, and supportive leaders.
  • We foster a vibrant and inclusive culture where you can work with talented colleagues to create new solutions and have impact for clients and communities.
  • Our scale enables us to provide a range of career opportunities, as well as benefits and rewards to enhance your well-being.
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