Compliance Specialist
3 days ago
This is a unique opportunity to join HESTA Super Fund as a Reportable Incident Specialist, where you will play a critical role in ensuring the effective and timely investigation and assessment of compliance incidents and reporting of breaches or reportable situations to regulators.
Key Responsibilities- Maintain the documentation of HESTA's compliance assessment processes
- Ensure incidents are investigated and assessed for reportability within regulatory timeframes
- Manage and uplift the process to submit breach or reportable situation reports and updates to relevant regulators
- Manage and uplift HESTA's breach register
- Identify, prioritise, and execute opportunities for improvement to HESTA's compliance assessment processes
- Assess incidents, develop and document an investigation strategy, submit reportable breaches, and contribute to the preparation of internal reports
You will have:
- In-depth knowledge of superannuation fund operations and regulatory requirements
- Strong understanding of the Australian superannuation regulatory and legislative environment
- Previously worked in incident management within superannuation for regulatory and legislative matters relating to ASIC, APRA and OAIC
- Demonstrated knowledge of the requirements for breach assessment and reporting for an Australian superannuation fund
- Be inquisitive and curious by nature with strong investigative experience
- Be detailed in your approach with strong stakeholder management, excellent communication and time management, and have a continuous improvement mindset
- Exceptional PowerPoint & Excel skills
HESTA Super Fund offers a range of benefits that matter and make a difference for our employees, including:
- Leave for those moments that matter, an additional 6 days of leave at the end of year, up to 6 days paid volunteer leave, gender neutral paid parental leave of 20 weeks, Gender Affirmation leave, reproductive health and wellbeing leave, Cultural and Ceremonial leave
- Your Professional development matters, up to $5k per year professional development and up to 8 days professional development leave, HESTA scholarships and free access to a range of premium learning tools
- Your health and wellbeing matters, free annual flu shots and skin checks, incredible social events throughout the year and a comprehensive employee assistance program available 24/7
- Your financial wellbeing matters, 15% super, financial planning support, end of year payment for all Enterprise Agreement-covered employees, incentivised Employee Referral Program and novated lease options
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