Global Compliance Officer

3 hours ago

Sydney, New South Wales, Australia beBeeSurveillance Full time $220,000 - $280,000

Job Overview:

  • The Global Head of Compliance Surveillance oversees trade and electronic communication surveillance across all businesses, supporting groups, and stakeholders.
  • This role ensures the market abuse framework is appropriate and effective globally, identifying potential misconduct or activities counter to our obligations as a market participant.
  • You will lead a global team, working closely with colleagues, Business Compliance, Operational Risk, and Financial Crime Risk to ensure that our strategic infrastructure, processes, controls, and staff function in keeping with our policies and regulatory expectations.

About You:

  • Experience in a similar role within a financial institution, with a deep understanding of trading and surveillance within asset management, markets, and investment banking.
  • Prior experience leading large global teams across multiple jurisdictions.
  • Excellent stakeholder management skills, with the ability to develop relationships with a wide range of stakeholders, both internally and externally.
  • Familiarity with regional and global regulatory regimes pertaining to risk surveillance.

What We Offer:

  • We are a global financial services group operating in 31 markets, with 56 years of unbroken profitability.
  • We aim to manage the risks of today and anticipate the risks of tomorrow, fostering a culture of diversity, equity, and inclusion.

Key Responsibilities:

  • Oversee trade and electronic communication surveillance across all businesses.
  • Ensure the market abuse framework is appropriate and effective globally.
  • Lead a global team, working closely with stakeholders.
  • Develop relationships with a wide range of stakeholders.

Required Skills:

  • Experience in a similar role within a financial institution.
  • Prior experience leading large global teams.
  • Excellent stakeholder management skills.
  • Familiarity with regional and global regulatory regimes.

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