Regulatory Breach Reporting Specialist

7 days ago

Sydney City Of Brisbane Melbourne, Australia beBeeCompliance Full time $120,000 - $180,000
Regulatory Breach Reporting Specialist

We are seeking a talented professional to join our Risk and Compliance team. This role can be based anywhere in Australia.

This is a hybrid role that requires working at least three days a week in the office.

The role involves supporting the Incident and Breach Management frameworks, policies, tools, systems, and processes required for the organisation to effectively manage compliance risks.

Key responsibilities include:

  • Providing expert compliance advisory services and support on compliance incidents and breach reporting particularly in respect of superannuation, investments, financial advice, administration, insurance, privacy, and AML / CTF incidents.
  • Undertaking compliance assessments of compliance incidents to support the regulatory breach assessment processes.
  • Presenting compliance assessments to relevant stakeholders and forums as required.
  • Supporting the governance of relevant forums such as the Significant Incident Review Panel including preparation of supporting documentation, preparation of minutes, and reporting to relevant stakeholders.

Requirements:

  • An experienced compliance or legal professional with exposure in regulatory compliance, incident, and breach management within the Australian financial services industry preferred.
  • Experience working in or providing services to a regulated financial services organisation, with a strong understanding of regulatory obligations in particular superannuation, investments, administration, advice, and insurance broking and the ability to interpret and apply associated legislative requirements.
  • Ability to rapidly analyse and communicate complex matters in a commercially sensible way.
  • Ability to provide strategic advice to senior stakeholders on compliance incidents.
  • Excellent presentation, communication, and negotiation skills.
  • Sound knowledge and understanding of Risk Management systems, frameworks, and processes particularly in respect of incident and breach reporting.

Benefits:

  • A vibrant and inclusive culture where you can work with talented colleagues to create new solutions and have impact for colleagues, clients, and communities.
  • Professional development opportunities, interesting work, and supportive leaders.
  • Career opportunities, benefits, and rewards to enhance your well-being.

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