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Regulatory Compliance Director Position
2 weeks ago
This role is responsible for overseeing our regulatory compliance program in Australia. The successful candidate will work closely with global compliance teams to ensure compliance with local laws and regulations.
The key responsibilities of this position include:
- Managing the regulatory compliance program, including monitoring and managing compliance with AFSL obligations
- Providing advisory services on day-to-day compliance matters
- Liaising with global compliance officers on business activities conducted across different countries
- Offering guidance on new products and business structures
To be considered for this position, candidates should possess:
- A minimum of 10 years' experience in financial services compliance
- Bachelor's degree and RG146 compliance ACAMS certification preferred
- Working knowledge of AFSL obligations, derivatives compliance, and associated reporting
- Leadership and management skills, including experience managing a team
Candidates who meet the required qualifications are encouraged to submit their application. We offer a competitive salary package, attractive annual leave entitlements, and a visa card upon joining. Our internal mobility program provides opportunities for professional growth and development.
