Compliance Risk Advisor

1 week ago

Sydney, New South Wales, Australia beBeeCompliance Full time $100,000 - $120,000
About the Role

We are seeking a highly skilled and experienced Compliance Risk Advisor to join our team. As a key member of our compliance function, you will be responsible for providing expert advice and guidance on regulatory requirements, ensuring that our business operations align with industry standards.

Job Description
  • Provide technical support and advice on regulatory matters to allocated business lines.
  • Conduct comprehensive analyses of the impact of compliance framework evolutions on business lines active within the Territory.
  • Maintain the compliance/control plan for compliance evolutions.
  • Engage in embedding of compliance/control plan changes with obligation owners.
Key Responsibilities

Subject matter expert in local regulatory requirements, operations for allocated business line and Group compliance policies.

Proactive 'watch' for evolutions originating from local law, regulators and/or Group policy (including cross-border evolutions).

Conducts comprehensive analyses of the impact of compliance framework evolutions to business lines active within the Territory.

Determines the developments required to implement those changes including supporting implementation of same.

Maintenance of the compliance/control plan for compliance evolutions.

Engagement in embedding of compliance/control plan changes with obligation owners.

Design effectiveness test of proposed new controls (if applicable).

Qualifications and Experience

We are looking for an individual with:

  • A degree in Business, Law or Commerce.
  • Technically specific qualifications or evidence of ongoing development for area of specialisation eg: Compliance Management.
  • Post graduate qualifications in law and/or financial markets beneficial.
  • At least 5 years experience in similar regulatory and/or advisory role, global markets experience looked upon favourably.
Technical Skills

The ideal candidate will possess:

  • Sound knowledge of principles and practices of licence obligations and compliance standards.
  • Up to date with regulatory and market requirements (ASIC, AUSTRAC, APRA, ASX), as well as industry association initiatives.
  • Ability to work independently and proactively on compliance risk management and advisory.
Core Competencies

The successful candidate will demonstrate:

  • Client focus.
  • Innovation.
  • Change management.
  • Operational Decision-making.
  • Impact & influence.
  • Technical/professional skills.

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