Risk Professional
3 days ago
Key Role Overview
We are seeking an experienced professional to fill a key role within our organisation.
Job Description:- Support and lead a small team of professionals, providing guidance and oversight to ensure effective delivery of projects and activities.
- Manage workflows and key risk and compliance activities, including maintenance and oversight of various compliance obligations, to ensure alignment with organisational goals and objectives.
- Respond to queries from stakeholders in relation to corporate and risk and compliance matters, including review of RFPs and client contracts, to provide timely and informed advice.
- Oversee compliance management in relation to licensed or registrable activities, ensuring adherence to relevant laws and regulations.
- Develop and maintain relevant corporate risk policies and guidance for the practice, in accordance with applicable laws and regulations.
- Horizon scan for new legislative and regulatory developments, driving implementation of these through design and rollout of new systems, policies and training programs.
- Communicate, report and present in various forums in relation to risk and compliance matters, including oversight of the training calendar for key topics and delivery of various training sessions.
- Work closely with colleagues in the practice to resolve urgent or sensitive risk and compliance matters as they arise, including investigations, audits or regulatory requests.
- Support key operational/leadership reporting, meetings and forums to ensure alignment and effective communication across the organisation.
The ideal candidate will have the ability to operate and influence across a range of different business functions, liaising with senior management within a national setting. They will also have exposure to staff at all levels within a proactive and collaborative Risk & Operations team.
Requirements:- Ability to weigh risks against operational needs, developing reasoned recommendations and providing sound compliance advice.
- Proactive self-starter with a desire to contribute meaningfully to the organisation, able to work independently and as part of a team.
- Effective handling of unanticipated situations and ability to work well under pressure with tight deadlines.
- Demonstrated ability to lead, manage and successfully deliver multiple complex projects and business-as-usual activities in a fast-paced environment.
- Excellent judgement and knowledge to involve and keep key stakeholders appropriately informed.
- Strong negotiation, conflict resolution and interpersonal skills.
- Excellent oral and written communication skills.
- Strong work ethic, integrity and high level of professionalism.
Experience and Qualifications:
- 6-10 years risk and compliance experience within a broad professional services environment, including several years of experience in a similar industry, preferably in an international firm.
- Degree in Law, Commerce, Accounting, Business or risk and compliance certifications preferred but not essential (law firm or legal background would be highly beneficial).
- Knowledge and awareness of relevant laws and regulations, including risk and compliance best practices and frameworks.
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