Compliance Manager
3 weeks ago
At ING Australia, we're dedicated to fostering a culture of inclusivity and innovation, with the support and resources you need to succeed. As a Compliance Manager in the CCE team within the Compliance Risk Management function, you will keep track of the local implementation of all local regulatory requirements and ING compliance by means of issue tracking, monitoring, Risk Dashboards and other risk specific reporting to internal stakeholders, including ING's Head Office Compliance function. Reporting to the Team Leader – CCE, you will be proactive in managing the development, maintenance, review and continuous improvement of ING's ASIC reporting and its breach management policies and procedures.
In this role, you will also support Compliance in pro-actively developing, managing and maintaining a best practice compliance framework, and enhancing systems and processes to ensure that ING is compliant by desire and design. You will be responsible for ensuring the wealth products and services offered by our Retail business comply with applicable laws and obligations.
Key Responsibilities
- Provide compliance advice regarding marketing related issues, events, and complaints.
- Provide compliance advice on ESG related risks.
- Provide SME advice and support to business partners on regulatory and industry code obligations as part of BAU activities and projects.
- Develop and provide training to staff members as required.
Requirements
- Knowledge of Australian legal, regulatory and industry code obligations relevant to banking, credit and financial product and services within wealth.
- 5+ years of relevant experience in compliance or consulting roles in the financial services industry, preferably in General Insurance and/or Superannuation.
- A solid understanding of relevant legislation, ideally including the Privacy Act and the Spam Act.
- Degree qualified in accounting, commerce, law or related discipline.
What's in it for you?
- Discounted ING Health Insurance
- An additional Rest Day to support your wellbeing
- An IMPACT day to volunteer on approved sustainability activity
About Us
At ING, we want to make life simpler and more worthwhile – for everyone who banks with us, for the people who work with us, and the community at large, too. We give people the freedom to think differently, take ownership of their work, and make great things happen. We're here to help you get ahead.
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