Senior Investment Compliance Professional
5 hours ago
Job Overview
Investment Compliance Officer RoleThe Investment Compliance Officer plays a vital role in ensuring the organization's adherence to regulatory requirements and industry standards. This position involves monitoring client portfolios, identifying potential issues, and collaborating with stakeholders to resolve any concerns.
This individual will be responsible for maintaining accurate records, reporting on compliance matters, and implementing process improvements as needed.
- Monitor client portfolios for compliance risks
- Assist in investigating and resolving compliance issues
- Collaborate with clients and investment managers to ensure service delivery excellence
- Maintain accurate records of compliance activities
This is an exciting opportunity for an experienced professional looking to grow their career in a dynamic environment. The successful candidate will have:
- A minimum of 2-3 years' experience in a related field (Investment Compliance or Financial Services)
- Tertiary qualifications preferred but strong industry knowledge considered essential
- Excellent communication and analytical skills
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