Compliance Manager

6 months ago


Sydney, Australia Ethos BeathChapman Full time

**Job Details**:
**Location**

Sydney

**Salary**

$175,000 Package

**Job Type**

Permanent

**Ref**

BH-180372

**Contact**

Matt Quinn- **Posted**

about 9 hours ago
- Compliance Manager
- Superannuation
- $175K package

Our client, a distinguished entity in the wealth management industry, are recognised as a responsible investment leader, dedicated to supporting their members to grow their super while contributing to a more sustainable future. Due to an internal move, a position has become available for an experienced Compliance professional to join the team.
- As a key member of the Compliance and Regulatory Engagement team, your will have responsibility to develop, implement, maintain, and monitor our client's compliance framework. This pivotal role also involves supporting engagement with regulators, including responding to regulator queries, provision of regulatory reporting, and preparations for regulatory meetings and reviews.**Key Accountabilities/Responsibilities**:

- ** Oversight of Incident and Breach management process**: They will monitor and assess incidents and breaches, perform compliance assessments, and assist in the preparation of reports and policy development.
- ** Support to the regulatory engagement process**: You will prepare and lodge breach notifications, coordinate responses to regulatory engagements, and educate and monitor business adherence to regulatory standards.
- For further information on this role or to confidentially apply, please contact
- **WORD FORMAT** resumes will be accepted.



  • North Sydney, Australia VET Quality and Compliance Full time

    **Position Description** **Company Name**: VET Quality and Compliance **Job Title**: Junior Compliance Consultant **Job Industry**: Vocational Education and Training **Employment Type**: Contract/Part-Time/Casual **Job Location**:100 Walker St, North Sydney, NSW, 2060. **Summary**: This job would be suitable for a university student. **Key...


  • Sydney, New South Wales, Australia Link Compliance Full time

    At Link Compliance, we are committed to revolutionizing heart health care globally by leveraging AI-powered echocardiography solutions. As a Technical Support Software Developer, you will play a vital role in ensuring the seamless operation of our software.The ideal candidate will possess strong proficiency in deploying and managing applications using Docker...


  • Sydney, New South Wales, Australia Link Compliance Full time

    We are seeking a talented Software Engineer to join our team at Link Compliance in Denmark, offering a competitive salary of $85,000 - $110,000 per year. As a key member of our engineering team, you will play a vital role in designing, developing, testing, deploying, maintaining, and improving our AI-powered echocardiography solutions.The ideal candidate...

  • Compliance Manager

    6 months ago


    Sydney, Australia Bluefin Resources Full time

    **Broad 2nd line compliance position with v**isibility up to Exec and Board level.**: - **Salary up to $165k package. Maximum flexibility on offer with 2 days per week in office - family feel environment.**: - **Be innovative and present fresh ideas on how to manage compliance.**: - **Sydney CBD office location close to public transport.** **Brief...

  • Compliance Manager

    4 weeks ago


    Sydney, New South Wales, Australia Oxygen Recruitment & HR Full time

    Compliance Manager Role Summary Oxygen Recruitment & HR is seeking a skilled Compliance Manager to join a leading residential Mortgages and Asset Finance organisation. Reporting to the Head of Legal & Risk, you will be part of a dynamic team of professionals. Main Responsibilities: Manage the groups compliance management framework to ensure regulatory...

  • Compliance Manager

    6 months ago


    Sydney, Australia Allianz Australia Full time

    **Compliance Manager | Location - Sydney, Melbourne, Brisbane. We’re open to all locations across Australia.** This is a Line 1 role to assist in supporting the implementation, execution and monitoring of the risk and compliance management framework and the regulatory and compliance change agenda. **You’ll be responsible for**: - Establishing strong...

  • Compliance Manager

    8 months ago


    Sydney, Australia Perigon Group Full time

    Hybrid / WFH environment - Great salary, bonus and benefits - CBD location An excellent opportunity for an experienced Compliance Manager to join a prestigious Financial Services group. This is a unique Compliance Manager career opportunity to join a reputable & well established financial services firm. The company specialise within Wealth Management,...

  • Compliance Manager

    3 months ago


    Sydney, Australia Rabobank Full time

    Rabobank is the world’s leading specialist in food and agribusiness banking. One of our key strengths lies in our people who have a deep understanding of agriculture and are committed to adding long-term value for clients. Our commitment to our employees and clients is at the heart of everything we do. Our culture is focused on growing each other. We...

  • Manager, Compliance

    6 months ago


    Sydney, Australia CFS Full time

    Manager, Compliance Are you ready to be part of an organisation that values expertise, passion and diversity? At CFS we know that the foundation of our success lies in our exceptional people. We believe in celebrating individuality, have a passion for high performance and creating an environment where you can unleash your full potential. Our people enable...

  • Manager, Compliance

    6 months ago


    Sydney, Australia CFS Full time

    Are you ready to be part of an organisation that values expertise, passion and diversity? At CFS we know that the foundation of our success lies in our exceptional people. We believe in celebrating individuality, have a passion for high performance and creating an environment where you can unleash your full potential. Our people enable us to make a...

  • Compliance Manager

    2 months ago


    Sydney, Australia HCF Full time

    **About the role** To provide advice and support on compliance matters to all business areas of HCF and its subsidiaries, including the management and maintenance of the compliance management framework and embedding an effective compliance culture into the decision-making processes and procedures of HCF. To work closely with the Senior Compliance Manager...

  • Compliance Manager

    6 months ago


    Sydney, Australia Lendlease Full time

    We are seeking an experienced Compliance Manager to join our Compliance team at our state-of-the-art offices in Barangaroo. This role is a full-time permanent position. In this pivotal role, you will support the Compliance function in developing and implementing strategies to ensure the company’s compliance risks are managed. Reporting into the Group Head...

  • Compliance Manager

    6 months ago


    Sydney, Australia Sunwoods Consulting Group Full time

    We are a leading financial service company at Sydney, specializing in providing comprehensive investment funding solutions. Our mission is to empower businesses and individuals by offering tailored investment opportunities that drive growth and financial stability. We are currently looking for a Compliance Manager to join our team. **Responsibilities**: -...

  • Compliance Manager

    6 months ago


    Sydney, Australia Magnus Recruitment Solutions Full time

    **Compliance Officer** **About the Role** The Compliance Officer is responsible for conducting internal reviews and audits to ensure compliance procedures are followed including: - Coordinating and attending meetings with directors and stakeholders. - Coordinating and conducting internal risk assessments and identifying, assessing and managing risks. -...

  • Compliance Manager

    6 months ago


    Sydney, Australia Ampersand Full time

    Leading Australian Energy Retailer - Senior role - working directly with General Manager - Be the Compliance expert and an influential figure As the trusted Compliance Manager, you will work closely with the General Manager in compliance matters relating to the business’s Compliance Management Framework development that addresses all relevant legislative...


  • Sydney, New South Wales, Australia Link Compliance Full time

    About Link ComplianceWe specialize in AI-powered echocardiography solutions, revolutionizing the way heart health is diagnosed and treated.Our software automates the interpretation of heart ultrasound images, providing real-time, accurate reports compatible with various ultrasound devices.This technology supports healthcare providers by streamlining...

  • Compliance Manager

    6 months ago


    Sydney, Australia GLOBAL TRADE HOLDING PTY LTD Full time

    Key responsibilities: Ø The ongoing development and delivery of the group risk and compliance framework, ensuring effective procedures & policies are in place, reviewed and are adhered to through regular monitoring. Ø Manage payment data from payment service providers, bank transfers, and cryptocurrency payments. Ø Maintaining various registers and...

  • Compliance Manager

    6 months ago


    Sydney, Australia Kennedy Reid Full time

    WFH 2 days a week - Ensure compliance in line with regulation - Experience within general insurance is essential **Benefits** - WFH 2 days a week - Discounted insurance policies - Fantastic team culture with a focus on collaboration and development - Convenient Sydney, 2000 CBD location - Salary - $160,000 - $180,000 including super **Experience** -...

  • Compliance Manager

    6 months ago


    Sydney, Australia Bendigo and Adelaide Bank Full time

    Compliance Manager **Closing date**:28th of May** **Your new role with Bendigo Bank is just a few clicks away.** **About the role** Based at any of our Head Office locations, this permanent, full time, **Compliance Manager - Central** reports to the **Senior Compliance Manager **with key responsibilities relating to supporting the further development,...

  • Compliance Manager

    6 months ago


    Sydney, Australia Trading 212 Ltd Full time

    Compliance Manager **Our mission is to enable everyone to build wealth** We reinvent how trading and investing work by creating exceptional products people love. Fostering a culture of excellence and high velocity is the key to our success. Over the past few years, our client base has grown 20 times to over 2.5 million, and client assets have grown over...