Manager, Compliance

4 months ago

Sydney, Australia CFS Full time

Are you ready to be part of an organisation that values expertise, passion and diversity? At CFS we know that the foundation of our success lies in our exceptional people. We believe in celebrating individuality, have a passion for high performance and creating an environment where you can unleash your full potential. Our people enable us to make a difference and deliver exceptional experiences to help our customers achieve financial freedom.

**Your Team**

Your new role sits within our Line 2 Group Compliance team, which provides compliance support across all the CFS entities and business units. The Compliance Team is part of the Group Compliance function which also comprises Financial Crime Compliance, Privacy, Compliance and Breach Reporting teams.

**Your Responsibilities**

You will partner with the CRO team to advise, review and challenge CFS business units in relation to regulatory risk with a primary focus on management of Policy and procedures, Conflicts Management Framework and Obligations Management Framework.

Key responsibilities include:

- Providing compliance services across CFS, including specialist superannuation and investments compliance advisory, obligation maintenance and management, Australian Financial Services Licence and Registrable Superannuation Entity licensing management, fit and proper requirements, conflicts of interest and other compliance related matters.
- Supporting continuous improvement in the CFS Obligation Management Framework and Conflicts Management Framework (including the relevant Policies and Procedures).
- Assisting with undertaking the annual review of Compliance Plans for Managed Investment Schemes.
- Providing CFS and shareholder compliance and regulatory reporting.
- Providing regulatory landscape monitoring, reporting and support in implementation of regulatory changes.

**Your Capability and Experience**
- Experience working in a Line 2/Group Compliance function (particularly within the superannuation or funds management industry).
- Good understanding of the regulatory landscape for wealth management, including superannuation, Responsible Entity, IDPS.
- Experience in or exposure to managing frameworks (including Policies and Procedures) and marketing disclosure requirements.
- Excellent stakeholder management skills with proven ability to influence.
- Ability to work in a transforming environment and adapt quickly.
- Commercial orientation balanced with proven technical expertise resulting in pragmatic and relevant business risk management outcomes.

**What to Expect**

At CFS, you'll be working among the very best in the wealth management industry. It's an inspiring environment that encourages development and celebrates success. Other things to look forward to:

- Access to CFS Employer Super
- Life Leave - 3 days per annum
- Access to Sonder who provides human-powered medical, mental health and safety support through one easy-to-use app enabling you to get support whenever and wherever you need.
- Access to Corporate rates with BUPA Health Insurance
- Confidential coaching and counselling services supporting life, mind, body, relationships, work and family to assist you in taking charge of your own health and wellbeing

**CFS Culture**

At CFS we are committed to creating a thriving environment where individuals can flourish. We believe that success is built upon strong teams, and we are dedicated to celebrating uniqueness, championing individuality and supporting a diverse and inclusive workforce. We believe that when you can truly be yourself, you can unlock your full potential.

  • Junior Compliance Consultant

    3 months ago

    North Sydney, Australia VET Quality and Compliance Full time

    **Position Description** **Company Name**: VET Quality and Compliance **Job Title**: Junior Compliance Consultant **Job Industry**: Vocational Education and Training **Employment Type**: Contract/Part-Time/Casual **Job Location**:100 Walker St, North Sydney, NSW, 2060. **Summary**: This job would be suitable for a university student. **Key...

  • Quality Assurance Manager

    3 weeks ago

    Sydney, New South Wales, Australia Compliance & Risk Management Recruitment Full time

    About the RoleWe are seeking a highly skilled Quality Assurance Manager to join our team at Compliance & Risk Management Recruitment. As a key member of our organization, you will be responsible for ensuring our compliance with quality and safeguarding frameworks.Key ResponsibilitiesDevelop, implement, and maintain compliance frameworks, policies, and audit...

  • Compliance Manager

    3 weeks ago

    Sydney, New South Wales, Australia Colonial First State Full time

    Job OpportunityAbout Colonial First StateColonial First State is a leading provider of financial services, dedicated to helping individuals and organizations achieve their financial goals. We are committed to developing a culture of expert and passionate people who are passionate about delivering exceptional results.Your TeamThe Compliance Team is part of...

  • Compliance Manager

    3 weeks ago

    Sydney, New South Wales, Australia Colonial First State Full time

    Job SummaryWe are seeking a highly skilled Compliance Manager to join our team at Colonial First State. As a key member of our Group Compliance function, you will partner with our Chief Risk Officer team to advise, review and challenge our business.Your ResponsibilitiesProvide compliance services across all of Colonial First State, including specialist...

  • Compliance Manager

    1 week ago

    Sydney, New South Wales, Australia Colonial First State Full time

    About the RoleWe are seeking a highly skilled Compliance Manager to join our team at Colonial First State. As a key member of our Group Compliance function, you will partner with our Chief Risk Officer team to advise, review and challenge our business.Your ResponsibilitiesProvide compliance services across all of Colonial First State, including specialist...

  • Compliance Manager

    3 weeks ago

    Sydney, New South Wales, Australia Colonial First State Full time

    Job Overview *9-month maximum term opportunity* Are you interested in joining an organization that fosters an environment where you can excel? At Colonial First State, we are dedicated to more than just providing our clients with financial independence in their retirement; it's the core of our mission, and we strive to cultivate a culture filled with...

  • Compliance Manager

    4 months ago

    Sydney, Australia Bluefin Resources Full time

    **Broad 2nd line compliance position with v**isibility up to Exec and Board level.**: - **Salary up to $165k package. Maximum flexibility on offer with 2 days per week in office - family feel environment.**: - **Be innovative and present fresh ideas on how to manage compliance.**: - **Sydney CBD office location close to public transport.** **Brief...

  • Compliance Manager

    3 months ago

    Sydney, Australia International Capital Markets Pty Ltd Full time

    **Company Overview**: Established for more than 15 years, we are a global finance trading platform based in Sydney, Australia with over 130+ employees with a strong online presence. Continually improving our product and services, we are considered one the of main competitors within our industry. As an agile company that values growth and development, we...

  • Compliance Manager

    5 days ago

    Sydney, New South Wales, Australia Dexus Full time

    About the RoleThe Senior Manager, Compliance is a key member of the Compliance team at Dexus, a leading Australasian fully integrated real asset group. This role will develop, implement, manage, and maintain the Group's compliance strategy as it relates to Financial Services, primarily AFSL and Registered Managed Investments Scheme activities and compliance...

  • Compliance Manager

    3 months ago

    Sydney, Australia Allianz Australia Full time

    **Compliance Manager | Location - Sydney, Melbourne, Brisbane. We’re open to all locations across Australia.** This is a Line 1 role to assist in supporting the implementation, execution and monitoring of the risk and compliance management framework and the regulatory and compliance change agenda. **You’ll be responsible for**: - Establishing strong...

  • Compliance Manager

    6 months ago

    Sydney, Australia Perigon Group Full time

    Hybrid / WFH environment - Great salary, bonus and benefits - CBD location An excellent opportunity for an experienced Compliance Manager to join a prestigious Financial Services group. This is a unique Compliance Manager career opportunity to join a reputable & well established financial services firm. The company specialise within Wealth Management,...

  • Compliance Manager

    2 weeks ago

    Sydney, Australia Rabobank Full time

    Rabobank is the world’s leading specialist in food and agribusiness banking. One of our key strengths lies in our people who have a deep understanding of agriculture and are committed to adding long-term value for clients. Our commitment to our employees and clients is at the heart of everything we do. Our culture is focused on growing each other. We...

  • Manager, Compliance

    4 months ago

    Sydney, Australia CFS Full time

    Manager, Compliance Are you ready to be part of an organisation that values expertise, passion and diversity? At CFS we know that the foundation of our success lies in our exceptional people. We believe in celebrating individuality, have a passion for high performance and creating an environment where you can unleash your full potential. Our people enable...

  • Compliance Manager

    4 months ago

    Sydney, Australia Heinemann Full time

    The Compliance Manager is in charge of actively assisting Heinemann Australia to maintain compliance obligations, adhere to legal standards and in house policies. In this role, you will be in charge of developing a comprehensive compliance & safety management strategy and its implementation. Also to oversee the risk management framework that provides...

  • Compliance Manager

    3 months ago

    Sydney, Australia Sunwoods Consulting Group Full time

    We are a leading financial service company at Sydney, specializing in providing comprehensive investment funding solutions. Our mission is to empower businesses and individuals by offering tailored investment opportunities that drive growth and financial stability. We are currently looking for a Compliance Manager to join our team. **Responsibilities**: -...

  • Compliance Manager

    3 months ago

    Sydney, Australia Lendlease Full time

    We are seeking an experienced Compliance Manager to join our Compliance team at our state-of-the-art offices in Barangaroo. This role is a full-time permanent position. In this pivotal role, you will support the Compliance function in developing and implementing strategies to ensure the company’s compliance risks are managed. Reporting into the Group Head...

  • Compliance Manager

    2 weeks ago

    Sydney, New South Wales, Australia epay, a Euronet Worldwide Company Full time

    Compliance ManagerThe Compliance Manager will be responsible for the development and maintenance of compliance structures and frameworks established by epay, including, but not limited to, compliance with the AFS license requirements, AML Program, Financial Crime policies, Privacy Act and Corporations Act.Key ResponsibilitiesEnsure compliance with ongoing...

  • Compliance Manager

    1 week ago

    Sydney, New South Wales, Australia epay, a Euronet Worldwide Company Full time

    Compliance ManagerThe Compliance Manager will be responsible for the development and maintenance of compliance structures and frameworks established by epay, including, but not limited to, compliance with the AFS license requirements, AML Program, Financial Crime policies, Privacy Act and Corporations Act.Key ResponsibilitiesEnsure compliance with ongoing...

  • Compliance Manager

    4 months ago

    Sydney, Australia Perpetual Limited Full time

    Sydney CBD | Hybrid WFH/office model- Qualify for a range of exciting benefits, incl. two weeks of additional paid leave each year focused on wellbeing & community- Strong heritage built on trust, integrity and stability Our Legal, Audit, Risk CoSec Compliance & Sustainability (LARCCS) Division is seeking a Compliance Manager to join the team. Reporting to...

  • Compliance Manager

    4 days ago

    Sydney, New South Wales, Australia ISS Full time

    Compliance ManagerISS is a leading global workplace experience and facility management company, dedicated to delivering exceptional services to our customers. As a Compliance Manager, you will play a critical role in ensuring that our operations align with regulatory requirements and industry standards.Key Responsibilities:Conduct regular compliance...