Compliance Advisor
2 days ago
Work in a collaborative team
- Report into the Head of Compliance
- Permanent role, CBD Based
**Who are u&u?**
**Who are we partnering with?**
u&u are partnering with an industry leading financial services organisaton based in Brisbane CBD. Our client operates in every State and Territory and has over 700 employees. Reporting into the Head of Compliance, you will work in the office as part of a close
- knit team of Compliance Advisors and Compliance Analysts.
**The Role**
- Provide compliance and regulatory advice within the organisation;
- Work with Compliance Analysts to conduct audits;
- Risk analysis of business activity and managing breaches;
- Promote high standards of compliance within the organisation;
- Training staff on new and existing legislative requirements;
- Attending various business committees when required; and
- Travel to other office locations (only within QLD due COVID restrictions).
**What we are looking for**
- Previous experience in wealth management, financial advice or stockbroking;
- You may have worked as an Advisor, Paraplanner or in a Compliance specific role;
- Sound knowledge of legislation including ASIC, ASX and AUSTRAC;
- Flexibility to travel within Queensland as required;
- Excellent people skills with an ability to build strong professional relationships;
- Strong negotiation and influence skills;
- Highly analytical with excellent attention to detail; and
- A tertiary qualification will be highly regarded but not essential.
**Similar opportunities?**
**Please submit your resume in Word format only.
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