Cco - Head of Compliance & Anti-financial Crime

3 weeks ago

Sydney, Australia Intesa Sanpaolo Group Full time

CCO - Head of Compliance & Anti-Financial Crime (AFC) - Sydney

Intesa Sanpaolo is the banking group leader in Italy. Assisting more than 14,6 milion of retail customers through a network of 5360 branches, it significantly supports the development of Companies and gives an important sustain to the country's growth. The Group has a selected retail banking presence in Central and Eastern Europe, the Middle East and North Africa, with approximately 1,000 branches and 7.2 million customers in 12 countries. Intesa Sanpaolo is also present in 25 countries in support of its corporate customers' cross-border business. It is looking for new qualify profiles who want to face demanding and challenging career path with the following requirements:
**Scope and Purpose**

The Head of Compliance and AML is responsible for leading the Sydney branch's compliance risk management program and for ensuring that Sydney Branch has risk-based policies, procedures, and controls, designed to ensure compliance with all applicable laws, regulations, policies and applicable guidance of local regulators, ensuring alignment with ISP Head Office (HO). The Head of Compliance and AFC holds the role of Anti-Money Laundering and Counter-Terrorism Financing (AML/CTF compliance officer) and is also the Money Laundering Reporting Officer (MLRO) of the branch.He/She acts as primary point of contact for ISP HO in regulatory compliance and AFC matters with Australian regulatory authorities.The main activities are:

- Ensuring adherence to applicable Branch policy, procedures and guidelines. Assessing, monitoring and overseeing the management of risk associated with money laundering, terrorist finance, breach of embargoes and Bribery and Corruption. Ensuring alignment with regulatory obligations through the identification and interpretation of the external regulations and the assessment of the impact of the applicable laws on the Branch processes and procedures. Proposing operational, organisational and procedural amendments aimed at ensuring adequate control of the risks. Producing the Branch Annual Risk Assessment elements for money laundering, terrorist financing and breach of embargoes. Assessing inherent risks, control efficacy, residual risk and recommend appropriate mitigation actions. Ensuring the adoption and implementation of the direction provided by the Parent Company with regard to risk-management policies, processes and procedures with respect to financial crime

**Required Experience**:

- Minimum eight years of experience in Compliance & AML in banks/financial institutions/local regulators;
- Strong knowledge and experience in managing local regulatory requirements;
- Extensive experience in conducting risk assessments;
- Experience in KYC framework definition and KYC/CRA processes, AML Transaction Monitoring and Sanctions screening within a banking environment.

**Competencies Required**:

- Comprehensive understanding of typical financial institutions' policies and procedures in place to ensure compliance with applicable regulations;
- Ability to research laws and regulations and provide advice on the applicability within a given environment;
- Deep understanding of the investment management/financial business;
- Positive attitude towards colleagues and the organisation to ensure seamless communication;
**Required Qualifications, Skills and Knowledge**:

- University degree in law, finance and/or economics;
- English native speaker, Italian is an advantage;
- Good knowledge of local and international Economic Sanctions laws and regulations;
- Good knowledge of AML/CTF local and EU international, regulations and requirements;
- Knowledge of Anti-Bribery and corruption regulations;
- Knowledge of international Compliance regulations and international practices;
- Deep understanding of the Australian regulatory environment and expectations;
- Good command of Microsoft Office. Familiarity with various corporate structures e.g. Funds, Trusts, SPVs, etc is an advantage;
- Knowledge of financial institutions, correspondent banks and of trade finance products;

Job ID 36599

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