Risk & Compliance Consultant - Promontory Financial

2 months ago

Sydney, Australia IBM Full time

Introduction

Promontory Financial Group, a business unit of IBM Consulting, is the premier consulting firm for financial services companies worldwide. Promontory Financial Group excels at helping clients resolve critical issues, particularly those with a regulatory dimension. Promontory professionals have unparalleled regulatory experience and insight, and provide our clients with frank, proactive advice informed by best practices and regulatory expectations.

Your Role and Responsibilities

As a member of the Promontory Australasia team at IBM you will contribute to the firm's global efforts to provide clients with solutions to challenging strategic, risk management, and regulatory compliance issues.

Our client base in Australia includes Australia’s largest financial institutions and clients drawn from the public sector. Our growing team of specialists offers Regulatory Liaison Advisory, Remediation, Compliance and Risk Management Advisory and Regulatory Framework Advisory services across Prudential, Conduct and AML/CTF/KYC Regulation.

Responsibilities of the role:

- Act as client point of contact on a day-to-day basis.
- Manage projects on a day-to-day basis contributing toe engagements being delivered to budget and meeting profit and realisation targets.
- Undertake analysis as directed and take responsibility for the preparation of project deliverables, including reports and presentations.

Required Technical and Professional Expertise
- An undergraduate degree in either Accounting, Commerce, Finance, or Law - with postgraduate qualifications highly regarded.
- Mid to Senior level experience in financial services, consulting, regulator, compliance, risk management, governance or legal.
- Demonstrated experience in building and managing project teams to address complex issues in high pressure situations.
- Track record working in a fast-paced and unstructured environment where engagement leaders are expected to identify and develop innovative solutions to client challenge.

Preferred Technical and Professional Expertise
- The ability to interact comfortably with executive management of regulatory authorities, generally with a Managing Director present.
- Strong analytical skills.
- Strong oral skills, with demonstrated ability to communicate clearly, simply and logically.
- Strong written communication skills with the ability to construct well-founded, clear, and concise analyses and recommendations.
- Strong attention to detail.
- Understanding of the regulation which applies to our client base.
- Some understanding of the businesses in which our clients operate.
- Ability to lead and manage day to day aspects of engagement activities and an ability to work with clients.
- Ability to handle complex information, solve problems, and manage multiple tasks.
- Ability to work closely with and communicate effectively with clients and within all levels of the organisation.
- Ability to establish and maintain positive relationships and build teams.
- Strong commitment to integrity and ethics.

About Business UnitIBM Consulting is IBM’s consulting and global professional services business, with market leading capabilities in business and technology transformation. With deep expertise in many industries, we offer strategy, experience, technology, and operations services to many of the most innovative and valuable companies in the world. Our people are focused on accelerating our clients’ businesses through the power of collaboration. We believe in the power of technology responsibly used to help people, partners and the planet.

Being an IBMer means you’ll be able to learn and develop yourself and your career, you’ll be encouraged to be courageous and experiment everyday, all whilst having continuous trust and support in an environment where everyone can thrive whatever their personal or professional background.

Our IBMers are growth minded, always staying curious, open to feedback and learning new information and skills to constantly transform themselves and our company. They are trusted to provide on-going feedback to help other IBMers grow, as well as collaborate with colleagues keeping in mind a team focused approach to include different perspectives to drive exceptional outcomes for our customers. The courage our IBMers have to make critical decisions everyday is essential to IBM becoming the catalyst for progress, always embracing challenges with resources they have to hand, a can-do attitude and always striving for an outcome focused approach within everything that they do.

Are you ready to be an IBMer?

  • Risk & Regulatory Consultant - Promontory Financial

    4 weeks ago

    Sydney, Australia IBM Full time

    **Introduction** Promontory Financial Group, a business unit of IBM Consulting, is the premier consulting firm for financial services companies worldwide. Promontory Financial Group excels at helping clients resolve critical issues, particularly those with a regulatory dimension. Promontory professionals have unparalleled regulatory experience and insight,...

  • Head of Financial Risk

    2 weeks ago

    Sydney, New South Wales, Australia AMP Full time

    Job Description If you live in Australia or New Zealand, you've likely heard of AMP. But at a time when society is changing, we are too. We're now a nimbler business with new leadership and thinking. For us, these are exciting times. There's a real potential for big thinkers to help us redefine what financial services could be. And turn our legacy into...

  • Risk & Compliance Manager, Erm Srp

    1 month ago

    Sydney, Australia AMP Limited Full time

    **About the opportunity** Enterprise Risk Management (ERM) is accountable for AMP’s ERM Framework, risk management capability and the provision of high-quality advice, insight and support to our business partners. In this function, you will be supporting our Superannuation, Platform, and Investment businesses. The role will ensure the co-ordination and...

  • Compliance Manager

    7 days ago

    Sydney, Australia AMP Full time

    Compliance Manager If you live in Australia or New Zealand, you've likely heard of AMP. But at a time when society is changing, we are too. We're now a nimbler business with new leadership and thinking. For us, these are exciting times. There's a real potential for big thinkers to help us redefine what financial services could be. And turn our legacy into...

  • Risk Manager

    4 weeks ago

    Sydney, Australia AMP Limited Full time

    **The opportunity** **How you will make an impact** - Consult and embed sound risk management practices and create a risk aware culture that is aligned to the Enterprise Risk Management Framework. Key focus areas include the identification of key risks throughout the process and the provision of assurance that controls are effectively designed and...

  • Manager, Risk Governance

    4 days ago

    Sydney, Australia AMP Full time

    Manager, Risk Governance & Architecture If you live in Australia or New Zealand, you've likely heard of AMP. But at a time when society is changing, we are too. We're now a nimbler business with new leadership and thinking. For us, these are exciting times. There's a real potential for big thinkers to help us redefine what financial services could be. And...

  • Risk Partner

    2 weeks ago

    Sydney, Australia AMP Full time

    If you live in Australia or New Zealand, you’ve likely heard of AMP. But at a time when society is changing, we are too. We’re now a nimbler business with new leadership and thinking.  For us, these are exciting times. There’s a real potential for big thinkers to help us redefine what financial services could be. And turn our legacy into something...

  • Risk and Compliance Manager

    1 month ago

    Sydney, Australia Compliance and Risk Management Recruitment Full time

    Banking & Finance - Treasury and/or Risk Specialist - Sydney - Permanent / Full Time **26th February, 2024**: We are working with a growing mutual bank who are currently seeking a Risk and Compliance Manager for a newly created role in their Sydney head office. Key Responsibilities: - Developing and supporting compliance and testing frameworks. - Helping...

  • Risk Partner

    1 week ago

    Sydney, Australia AMP Full time

    Risk Partner If you live in Australia or New Zealand, you've likely heard of AMP. But at a time when society is changing, we are too. We're now a nimbler business with new leadership and thinking. For us, these are exciting times. There's a real potential for big thinkers to help us redefine what financial services could be. And turn our legacy into...

  • Financial Crime Analyst

    4 weeks ago

    Sydney, Australia AMP Limited Full time

    **The opportunity** This role sits within the Financial Crime Operations team who is responsible for AMP’s risk and control framework for AML/CTF and Sanctions and is responsible for conducting and managing money laundering and terrorist financing related investigations. The role is designed to assess the potential threat to AMP of money-laundering and...

  • Analyst, Financial Crimes Operations

    4 weeks ago

    Sydney, Australia AMP Limited Full time

    **The opportunity** The Financial Crime Operations & Analytics (FCOA) team sits within AMP Bank and is comprised of the AML/CTF & Sanctions, AML Escalations, and Foreign Tax Residency (FTR) teams. This role is designed to assess the potential threat to AMP, determining the risk and aid in the prevention of money-laundering and terrorism financing, and...

  • Privacy Advisor

    7 days ago

    Sydney, Australia AMP Full time

    Privacy Advisor If you live in Australia or New Zealand, you've likely heard of AMP. But at a time when society is changing, we are too. We're now a nimbler business with new leadership and thinking. For us, these are exciting times. There's a real potential for big thinkers to help us redefine what financial services could be. And turn our legacy into...

  • Head of Market Risk Management

    5 days ago

    Sydney, Australia AMP Full time

    If you live in Australia or New Zealand, you’ve likely heard of AMP. But at a time when society is changing, we are too. We’re now a nimbler business with new leadership and thinking.  For us, these are exciting times. There’s a real potential for big thinkers to help us redefine what financial services could be. And turn our legacy into something...

  • Marketing Manager, AMP Bank

    6 hours ago

    Sydney, Australia AMP Full time

    If you live in Australia or New Zealand, you’ve likely heard of AMP. But at a time when society is changing, we are too. We’re now a nimbler business with new leadership and thinking.  For us, these are exciting times. There’s a real potential for big thinkers to help us redefine what financial services could be. And turn our legacy into something...

  • Brand, Marketing

    1 month ago

    Sydney, Australia AMP Limited Full time

    **AMP Foundation Brand, Marketing and Communications Manager AMP Foundation (AMPF) is the philanthropic arm of AMP and was established in 1992. We are one of Australia’s largest, independently funded corporate foundations and since inception, we have donated more than $105 million to the community. Although a self-funding, separate legal entity from AMP...

  • Risk Partner

    2 weeks ago

    Sydney, Australia AMP Limited Full time

    If you live in Australia or New Zealand, you’ve likely heard of AMP. But at a time when society is changing, we are too. We’re now a nimbler business with new leadership and thinking. For us, these are exciting times. There’s a real potential for big thinkers to help us redefine what financial services could be. And turn our legacy into something even...

  • Privacy Advisor

    2 weeks ago

    Sydney, Australia AMP Full time

    If you live in Australia or New Zealand, you’ve likely heard of AMP. But at a time when society is changing, we are too. We’re now a nimbler business with new leadership and thinking.  For us, these are exciting times. There’s a real potential for big thinkers to help us redefine what financial services could be. And turn our legacy into something...

  • Retirement Specialist

    7 days ago

    Sydney, Australia AMP Full time

    Retirement Specialist If you live in Australia or New Zealand, you've likely heard of AMP. But at a time when society is changing, we are too. We're now a nimbler business with new leadership and thinking. For us, these are exciting times. There's a real potential for big thinkers to help us redefine what financial services could be. And turn our legacy...

  • 2025 Financial Services Graduate Program

    5 days ago

    Sydney, Australia AMP Full time

    The opportunity As a graduate at AMP, you will complete a two-year rotational program, tailored to your individual aspirations. AMP empowers you to chart your own course towards success. The Financial Services stream provides graduates with a holistic understanding of the wealth management and retail banking industry. You’ll complete rotations across the...

  • Compliance Manager

    4 days ago

    Sydney, Australia Compliance & Risk Management Recruitment Full time

    Outstanding company culture - Leadership role with great team environment - Hybrid working model A reputable and privately owned company that specialises in critical assets is looking for a Compliance Manager who is experienced in developing, implementing and maintaining corporate compliance framework; policies & audit & assurance programs. Initially you...