Compliance and Risk Officer
1 month ago
The Compliance and Risk Officer works under the direction of the Chief Compliance Officer in collaboration with staff members in other departments. The Compliance and Risk Officer is responsible for coordinating and overseeing all risk management activities and providing guidance, advice and assurance to the Board and Risk Management Committee on risk management-related issues.
**Responsibilities**
- Undertake the Business Risk Analysis and document the results.
- Develop, maintain and review the Risk Register.
- Develop and perform the Risk Controls Assessment and ensure effective risk management is in place.
- Develop and review relevant risk management documents, such as Risk Appetize Statement.
- Participate in the development, documentation and review of SOPs for key operational functions.
- Communicating and promoting required risk management activities and initiatives to colleagues, external auditors and other stakeholders, the Risk Management Committee.
- Perform the role of executive officer of the Risk Management Committee including meeting and paper co-ordination.
**Requirements**:
- A minimum of 2 years of experience in a similar role.
- Background in financial services or internal audit is preferrable.
- Report writing dealing with detailed, complex and technical concepts.
- Well-developed analytical skills.
- Innovative and strategic thinking.
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