Compliance Manager

3 weeks ago


Sydney, Australia Compliance and Risk Management Recruitment Full time

Banking & Finance
- Banking - Compliance
- Sydney
- Permanent / Full Time

**02nd February, 2023**:
Our client is a well-known global investment company. They are a commercial business with exciting initiatives and set up for success. They are looking for a compliance professional to join their existing team.

Main responsibilities are:

- Maintaining compliance and AFSL framework
- Assist with the AU AML/CTF Program
- Writing, reviewing, and developing policies and procedures
- Breach and incident reporting
- Keeping up to date with regulatory changes
- Compliance monitoring activities
- Compliance plans and obligations
- Maintaining the GRC system
- Engaging with relevant stakeholders
- 3-5+ years in risk compliance and/or audit
- Financial services background, funds/asset management would be advantageous but not essential
- Have a curious mindset and the ability to be a self-starter
- Excellent communication skills with the ability to influence and engage with the business.

This is a great opportunity to join an agile business with excellent culture and genuine work life balance.


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