Compliance Analyst
4 months ago
Global funds management organisation
- Flexible and hybrid work arrangements | MEL OR SYD based
- Permanent position | Strong career development opportunities
Reporting to the Head of Compliance and working closely with the Senior Legal Counsel you will have the opportunity to support the global legal and compliance team in the delivery of important regulatory, risk and compliance activities. An outstanding growth and development opportunity for a driven compliance professional with a strong understanding of funds management to work with industry leaders in a diverse and varied compliance role.
**Your key responsibilities will include**:
- Prepare research and analysis and reports as well as lodge regulatory documentation with ASIC and ASX;
- Assisting the team with the preparation of regulatory reporting requirements;
- Monitoring changes in regulations and assisting in the maintenance of the legal and compliance frameworks;
- Updating and drafting legal and compliance documents, policies and procedures pertaining to the relevant prudential standards;
- Integration administrative work for two AFSLs;
- Provide training to internal staff on compliance matters, including but not limited to compliance laws, industry standards, Australian policies and procedures;
- Providing relevant compliance advice to key stakeholders within the business in line with the APRA prudential standards; AND
- Monitor the legal and compliance inbox and communicate relevant information to various departments and business units.
**To be successful in this role you will**:
- 2-4 years of legal/risk/compliance experience within an administrator, custodian or funds management business;
- Bachelor’s degree in commerce, finance, law, economics or related field or experience required
- within the financial services industry required - preferably a fund manager;
- Knowledge in risk management, fund and investor compliance, compliance monitoring, or internal/external audit;
- Experience in dealing with / providing reporting material to ASIC, APRA, AFCA, ATO;
- Ideally have experience working within a Fund Compliance, Regulatory compliance type role;
- Strong communication skills and the ability to effectively carry out compliance tasks as required;
- Understanding of the laws and current regulatory environment, particularly regarding APRA and ASIC;
- Independently take ownership and accountability for your work; AND
- Adept in MS Office and fund management systems.
-
Compliance Officer/Analyst
2 weeks ago
Melbourne, Australia Perigon Group Full timeMy client in the financial services sector is looking for a compliance officer/analyst with conflict-of-interest experience to join them on a full-time basis with the role located in Melbourne (3 days onsite working). The role Sitting in a high performing team and reporting into the General Manager the compliance officer/analyst role will include the...
-
Compliance Analyst
4 months ago
Melbourne, Australia Franklin Templeton Full timeCompliance Analyst We are looking for a dynamic high calibre **Compliance Analyst** to join our Global Compliance team in Melbourne or Sydney office, Australia who will provide compliance support to our Australia office. The incumbent will report to the Senior Compliance Officer in Australia. He/ She will also work with other members within International...
-
Compliance Officer/Analyst
4 days ago
Melbourne, Victoria, Australia Perigon Group Full timeCompliance Officer/Analyst RolePerigon Group is seeking a skilled Compliance Officer/Analyst to join their team in Melbourne. The ideal candidate will have experience in conflict-of-interest management and be able to analyze and report data effectively.Key Responsibilities:Assist in the day-to-day operations of handling conflicts of interestAnalyze and...
-
Compliance Officer/Analyst
1 day ago
Melbourne, Victoria, Australia Perigon Group Full timeCompliance Officer/Analyst RolePerigon Group is seeking a skilled Compliance Officer/Analyst to join their team in Melbourne. The ideal candidate will have experience in conflict-of-interest management and a strong analytical mindset.Key Responsibilities:Assist in the day-to-day operations of conflict-of-interest issue handlingAnalyse and report data...
-
Compliance Analyst
4 months ago
Melbourne, Australia CitiPower and Powercor Full time**Compliance Analyst**: - Melbourne, VIC, AU, 3000**Why us**: Working with us means that you are working with industry leaders, in an industry that is undergoing exciting changes, has career opportunities for you, and most importantly in a business that truly cares for its people and customers. CitiPower, Powercor and United Energy own and operate the...
-
Senior Compliance
4 months ago
Melbourne, Australia Nintex Full timeAbout Nintex: At Nintex, we are transforming the way people work, everywhere. Nintex is the global standard for process intelligence and automation. Today more than 10,000 public and private sector organizations across 90 countries turn to the Nintex Process Platform to accelerate progress on their digital transformation journeys by quickly and easily...
-
Code Compliance Analyst
1 month ago
Melbourne, Australia AFCA Full time**Company Description** As a financial ombudsman, we are a for-purpose organisation that provides a free service for individuals and small businesses. We listen to and work with our customers and their financial firms to find solutions to complaints which have gone unheard or unresolved.** **This is your opportunity to make a difference. The role of **Code...
-
Compliance Analyst
3 months ago
Melbourne, Australia SS&C Full timeThe speed of technology. The influx of data. Shifting regulations. Increased customer expectations. That's where you'll find SS&C, helping clients find opportunity in ever-changing and complex customer, business, and regulatory requirements. Mastering complexity is a constantly changing and evolving challenge - one that only a few people can embrace and...
-
Compliance Analyst
3 months ago
Melbourne, Australia Momentum Energy Full timeAbout the role: The purpose of the Compliance Analyst role within Momentum Energy’s compliance team is to support Momentum Energy’s leadership team, managers, and employees to understand and meet their regulatory compliance obligations. This is achieved through the design, implementation, and continuous improvement of Momentum Energy’s compliance...
-
Cyber Compliance Analyst
4 months ago
Melbourne, Australia McMillan Shakespeare Group Full timeCyber Compliance Analyst The McMillan Shakespeare Group (MMS) is a trusted provider of salary packaging, novated leasing, disability plan management and support co-ordination, asset management and related financial products and services. From our origins in 1988 when we created Australia's salary packaging industry to today, MMS has a proud history of...
-
Compliance Analyst
4 months ago
Melbourne, Australia Franklin Templeton Full timeWe are looking for a dynamic high calibre **Compliance Analyst** to join our Global Compliance team in Melbourne or Sydney office, Australia who will provide compliance support to our Australia office. The incumbent will report to the Senior Compliance Officer in Australia. He/ She will also work with other members within International Compliance Team (ICT)...
-
Risk & Compliance Analyst (Junior)
3 months ago
Melbourne, Australia Bendigo and Adelaide Bank Full timeRisk & Compliance Analyst (Junior) Position Description: Position Description - Risk and Compliance Analyst (4).docx **Your new role with Bendigo Bank is just a few clicks away.** As the **Risk and Compliance Analyst, **you will be reporting to the **Head of Risk and Compliance Services **with key responsibilities relating to analysing risk and compliance...
-
Compliance Analyst
3 months ago
Melbourne, Australia Vanguard Group Full timeCompliance Analyst Leads and performs compliance inspections. Supports the development, implementation, and maintenance of compliance processes, as well as compliance monitoring functions. Serves as a trusted advisor to the business (including superannuation business teams) and provides guidance and oversight of regulated activities. **About...
-
Compliance Support Analyst
4 months ago
Melbourne, Australia Essential Services Commission Full timeLocation: Melbourne | CBD Job type: Full time Organisation: Essential Services Commission **Salary**: $74,580 - $90,558 Occupation: Regulatory Governance and Compliance Reference: VG/1778677 If you're looking for a role in a dynamic and community-focused organisation that is making a genuine impact on the lives of all Victorians, our Compliance Support...
-
Risk & Compliance Analyst
3 months ago
Melbourne, Australia Bendigo & Adelaide Bank Full time**Your new role with Bendigo Bank is just a few clicks away.** As the** Risk and Compliance Analyst, **you will be reporting to the **Head of Risk and Compliance Services **with key responsibilities relating to analysing risk and compliance data for deep dives and thematic reviews related to risk, controls, events, business continuity management and...
-
IT Governance, Risk
4 months ago
Melbourne, Australia Crown Melbourne Full time**Job Number**: MEL14964) **IT Governance, Risk & Compliance Analyst** **Full Time Crown Melbourne** Due to the expansion of the IT Risk & Compliance team we have an opportunity for an **IT Governance, Risk and Compliance (GRC) Analyst** to join Crown Melbourne. Reporting to the Group Assistant Manager, IT Compliance, you will assist with the management...
-
Compliance Analyst
3 months ago
Melbourne, Australia MinterEllison Full time**Location**: Melbourne, Brisbane, Sydney **Contract Type**: Permanent MinterEllison is one of Australia’s largest law firms, with nearly 200 years of business history. We're known for our legal and consulting expertise - and for our inclusive and authentic character. Our purpose is to create sustainable value with our clients, people and communities....
-
Risk and Compliance Analyst
2 weeks ago
Melbourne, Victoria, Australia Hostplus Full timeAbout the RoleWe are seeking a highly skilled Risk and Compliance Analyst to join our team at Hostplus. As a key member of our risk management team, you will play a vital part in ensuring the effective management of risk and compliance across our organization.Key ResponsibilitiesDevelop and implement the annual 2nd line assurance plan in collaboration with...
-
Risk and Compliance Analyst
2 weeks ago
Melbourne, Victoria, Australia Hostplus Full timeAbout the RoleWe are seeking a highly skilled Risk and Compliance Analyst to join our team at Hostplus. As a Risk and Compliance Analyst, you will play a vital part in how we manage risk and compliance across the organization.Key ResponsibilitiesCollaborate with key teams to develop and implement the annual 2nd line assurance plan.Independently assess...
-
Cyber Compliance Analyst
4 months ago
Melbourne, Australia McMillan Shakespeare Group Full timeThe McMillan Shakespeare Group (MMS) is a trusted provider of salary packaging, novated leasing, disability plan management and support co-ordination, asset management and related financial products and services. From our origins in 1988 when we created Australia's salary packaging industry to today, MMS has a proud history of innovation and exceptional...