Advice Compliance Analyst

3 months ago

Melbourne, Australia Industry Fund Services Full time

CBD Office with hybrid opportunities
- Great team environment
- Join Industry Super

**About Industry Fund Services (IFS)**
IFS are a leading provider of specialist financial products, services and advice to Industry Super. Industry Super Funds are run to benefit members. This means that their profits are returned to members, not big corporate shareholders.

Our Risk & Compliance team is responsible for driving, supporting and facilitating an efficient and innovative compliance culture throughout IFS. We do this through the provision of a number of key services to the IFS Group including legal and compliance advice and support, regulatory reporting and audit implementation.

We are currently looking for an experienced compliance professional within the financial advice space to join the team in delivering our financial advice audit program.

**The Opportunity**
This role involves:

- Reviewing financial advice provided to clients against regulatory and business requirements
- Providing feedback and coaching to financial advisers based on your reviews

Helping to manage, maintain and revise the audit program

**About you**:

- Extensive technical knowledge of financial planning practices and requirements;
- A minimum of 4 years’ experience within the financial advice industry;
- Holds a relevant tertial qualification in Finance, Commerce or other appropriate filed;
- RG146 Compliant;
- A strong working knowledge of financial planning regulatory and compliance requirements; and
- Excellent communication skills;
This role would suit someone with previous experience as a paraplanner with experience in conducting audits.

**What are the benefits you ask?**
- A competitive salary package, inclusive of 12.5% super,
- Generous benefits including above award leave entitlements,
- Paid Christmas and New Year period shutdown,
- A fantastic and flexible team environment,
- The opportunity to work for an organisation that is truly focused on acting in our members best interest, not just on making a profit.

**Small print**
During our recruitment process, you will be required to undergo pre-employment checks including reference checks, national police check and provide evidence of your vaccination status.
- IFS is an equal opportunity employer supporting diversity and inclusion in the workplace._

**Are you ready?

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