Compliance Manager

2 weeks ago

Sydney, Australia Commonwealth Bank Full time

**Compliance Manager - IB&M**
- You are always looking at the bigger picture.
- This is a role designed to create lasting change.
- We are an innovative and “People’ culture

**See yourself in our team**

Our Institutional Banking and Markets (IB&M) Compliance team is responsible for ensuring IB&M understand their licensing and regulatory requirements and have appropriate compliance strategies and frameworks in place to manage their obligations. In delivering these services our key aim is to support Business Units achieving their strategic goals including amongst many things, operating within their respective Risk Appetites.

This role will support the Heads of Compliance Advisory, including coverage of Markets, Carbon, Trade, Commodities, Global Client Coverage, Capital Structuring and Quant, Data, Analytics and Technology Transformation (including Data Analytics and Investment Research) teams. As a **Compliance Manager **you’ll support sustainable business growth across IB&M through regulatory obligation and policy advisory, product and business activity review and approval, risk profile challenge and approval, regulatory engagement, and regulatory reform advisory.

As a line 2 role, you will work closely with the Business (including Conduct and Line 1 Risk Management), other Risk functions (Operational Risk, Market Risk, Credit) and other functions, which support the business.

The role will also provide advice and challenge to Line 1 and business stakeholders on whether the business is appropriately meeting its compliance obligations either by day-to-day challenge or in forums and projects.

**This is a 12 month opportunity.**

**We're interested in hearing from people who have;**
- Tertiary qualifications in legal, finance or other related fields
- Demonstrated experience in financial services or other relevant experience coupled with experience in Compliance and the Australian Regulatory Environment.
- Strong team work focus with excellence in driving results.
- Experience in successfully independently communicating with and influencing your peers and senior management.
- Familiarity and knowledge of the financial services regulatory environment.
- A commercial mind, able to balance Compliance considerations and business strategy.
- Experience in financial services investigations or analysis advantageous.

We have a supportive culture that encourages personal interaction and does not tie you to a desk. We come together and learn from one another. We’re all about being a proactive and positive function that helps the wider business thrive.

You’ll be a doer, an advisor, and a thought leader. Your past experience and learnings will help ensure we always make the right call.

**From here the opportunities are endless**

**Working at CommBank**

At CommBank, we support our people with the flexibility to balance where work is done with at least half their time each month connecting in office. We also have many other flexible working options available including changing start and finish times, part-time arrangements and job share to name a few. Talk to us about how these arrangements might work in the role you’re interested in.

We're aware of some accessibility issues on this site, particularly for screen reader users. We want to make finding your dream job as easy as possible, so if you require additional support please contact HR Direct on 1800 989 696.

Advertising End Date: 08/07/2024

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