Cco - Compliance & Aml Officer

2 weeks ago

Sydney, Australia Intesa Sanpaolo Group Full time

**CCO - Compliance & AML Officer**:

- Date: Nov 18, 2024- Location: Sydney, AU- Company: Intesa Sanpaolo S.p.A.- Intesa Sanpaolo is the banking group leader in Italy. Assisting more than 14,6 milion of retail customers through a network of 5360 branches, it significantly supports the development of Companies and gives an important sustain to the country's growth. _The Group has a selected retail banking presence in Central and Eastern Europe, the Middle East and North Africa, with approximately 1,000 branches and 7.2 million customers in 12 countries. _Intesa Sanpaolo is also present in 25 countries in support of its corporate customers’ cross-border business. _It is looking for new qualify profiles who want to face demanding and challenging career path with the following requirements:_

**Scope and Purpose**:

- Supporting the Head of Local Compliance & AML in managing the relation with the Supervisory Authorities, as well as with internal and external auditors;
- Supporting the Head of Local Compliance & AML in managing Supervisory Authorities' inspections and visit;
- Supporting the Head of Local Compliance & AML in managing non-compliance events, in providing assistance and cooperation to the concerned structures, in ensuring the identification and implementation of interventions to be taken to bridge any organizational and/or procedural gaps;
- Supporting the Head of Local Compliance & AML in drafting the reporting information flows. concerning compliance, required by Local Authorities;
- Managing reporting information and risk assessment flows towards Head Office Compliance and AFC;
- Assist on the analysis of local and applicable international rules, as well the Bank internal guidelines applicable to the branch;
- Assist in assessing the impact of internal and extremal rules and regulations on branch's processes and procedures;
- Support the Head of Local Compliance & AML in managing roll-out of Branch policies and procedures to Branch staff and provide training as necessary in support of awareness;
- Supporting the Head of Local Compliance & AML in the preparation and completion of any local Regulatory and Exchange reporting;
- Supporting the Head of Local Compliance & AML in monitoring remedial actions and timely update and report to Head Office;
- Supporting the Head of Local Compliance & AML in providing advice in all matters relevant from a compliance risk and Anti-Money Laundering perspective;
- Perform operational activities as regards the keeping of registers (insider list. conflict of interest, etc.) and preparing reports and communications;
- Supporting the Head of Local Compliance & AML Officer in providing appropriate - training for Branch's staff in relation to compliance topics.

**Required Experience**:

- Minimum 5 years of relevant and proven compliance & AML experience in financial services industry
- Experience dealing with the regulators and auditors

**Competencies Required**:

- At least a bachelor’s degree in law/Accounting or similar
- AML/AFC qualification obtained from ACAMS or AFMA or similar industry body will be highly regarded
- Strong knowledge of Compliance Frameworks, methodologies, policies and procedures
- Familiar with the Australian financial services regulatory requirements administered by APRA, ASIC and AUSTRAC

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