Compliance Manager

1 month ago

Sydney, Australia Gallagher Full time

About Us:
Gallagher Bassett is the world’s premier provider of risk and claims management services. We believe that - with proper management - a world of risk becomes a world of possibilities. It becomes a world where businesses and organizations are freed to do what they do best. To build. To serve. To move forward. Knowing the responsibilities of today and their people are being cared for.

So wherever opportunity and need come next in this world, Gallagher Bassett is there. From Walla Walla, Washington to Wallaroo, South Australia. More than 5,000 of the most dedicated professionals backed by the industry’s most powerful technology. Each with a single and powerful purpose: To GUIDE those suffering a loss to the best outcomes for their health and financial wellbeing. To GUARD our clients’ assets as the trusted stewards of their risk and claims management programs. To GO BEYOND expectations in the continuous pursuit of a better way.

Overview:
Gallagher Bassett (GB) is Australia’s largest Third-Party Administrator (TPA). Our focus is refreshingly simple: we manage insurance claims on behalf of insurers, brokers, government bodies and self-insured corporations. GB is a wholly owned subsidiary of Gallagher, a global organisation employing over 33,000 employees.

GB has six offices in Australia located in Brisbane, Melbourne, Sydney, Northern Territory, Adelaide

and Perth employing over 1200 staff.

Life at GB is an adventure - often fast paced, unpredictable, challenging and deeply rewarding. It is social and engaging, with our unique and positive culture underpinned by The Gallagher Way - values lived daily by our people.

In addition to flexible working options, we also offer supportive learning and career pathways and provide ongoing access to training and career development. We invest in our people through strong succession planning and have a number of mentoring and training programs available.

**Responsibilities**:
Reporting to the Head of Risk, Compliance and Ethics, this newly created role will see you developing and implementing the Compliance framework for our growing Risk and Compliance function, in collaboration and support from a national team. This is an exciting and unique opportunity to create and build, and drive quality outcomes for the business.

As a key member of the team, you will influence and advise across the organisation and provide independent and objective compliance assurance to internal and external clients, bringing a systematic and disciplined approach through continuous evaluation, monitoring and improvement.

**Additionally, you will**:

- Design the compliance framework and implement procedures to ensure conformity with legal, regulatory and local policy requirements and obligations;
- Work closely with internal and external stakeholders to assure quality and accurate response(s)/submission(s) to regulators with regards to licensing, registration and ongoing operational reporting, for example supporting the Chief General Counsel on any ASIC notifications;
- Support the Chief General Counsel and Head of Risk, Compliance and Ethics in regulator correspondence
- Revise risk and compliance policies and procedures where required to identify, mitigate and manage compliance risk;
- Provide proactive support, assurance and advice in respect of interpreting compliance requirements for new/changed regulation, emerging risks, and new services/products, and to provide compliance advice in relation to training to ensure that the business units are fully informed and compliant;
- Give coaching to the compliance team and assurance professionals as well as work collaboratively with business units in providing compliance advice on the daily business operations and the development of projects;
- Continually and actively develop technical knowledge in relation to the regulatory framework governing the company and its activities;
- Some of the key areas of focus in relation to the above responsibilities include, ASIC AFSL, AML/CTF, Sanctions, ESG, Code Governance Committee/GICOP, PCI-DSS and ISO27001, Management of Corporate Internal Audit activity (Deloitte/AJG);
- Participate in other ad hoc projects as assigned.

Qualifications:

- Tertiary qualifications and extensive experience in risk, compliance and/or audit. Exposure to the insurance or financial services industries will be highly regarded;
- Demonstrated success in leading and embedding a quality improvement culture;
- Highly developed communication skills, with the ability to engage at all levels of organisation;
- Strong statistical, analytical, interpreting and reporting skills;
- Ability to read and interpret different legislation, regulation and contracts;
- Excellent time management skills, with the ability to adapt to changing priorities and deadlines.

  • Compliance Manager

    3 weeks ago

    Sydney, Australia Compliance & Risk Management Recruitment Full time

    Outstanding company culture - Leadership role with great team environment - Hybrid working model A reputable and privately owned company that specialises in critical assets is looking for a Compliance Manager who is experienced in developing, implementing and maintaining corporate compliance framework; policies & audit & assurance programs. Initially you...

  • Compliance Manager

    1 month ago

    Sydney, Australia Compliance and Risk Management Recruitment Full time

    Banking & Finance - Stock Broking - Sydney - Permanent / Full Time **08th February, 2024**: **This is an exceptional opportunity join a Capital Markets Institution in a Compliance Manager role. Australia is the main hub across APAC for the financial institution and due to growth across the region they are looking to expand.** **Key Responsibilities** -...

  • Compliance Manager

    3 weeks ago

    Sydney, Australia Compliance and Risk Management Recruitment Full time

    Banking & Finance - Banking - Compliance - Sydney - Permanent / Full Time **02nd February, 2023**: Our client is a well-known global investment company. They are a commercial business with exciting initiatives and set up for success. They are looking for a compliance professional to join their existing team. Main responsibilities are: - Maintaining...

  • Compliance Manager

    1 month ago

    Sydney, Australia Compliance and Risk Management Recruitment Full time

    Insurance - Insurance - Life / Health - Sydney - Contract **08th May, 2023**: **About**: World leading insurance business is currently seeking a Compliance Manager (AVP) to help support the Australian entity. **Your role** - Reporting to the Head Compliance, you will perform a critical role within. - To provide responsive, efficient, practical, commercial,...

  • Risk and Compliance Manager

    2 months ago

    Sydney, Australia Compliance and Risk Management Recruitment Full time

    Banking & Finance - Treasury and/or Risk Specialist - Sydney - Permanent / Full Time **26th February, 2024**: We are working with a growing mutual bank who are currently seeking a Risk and Compliance Manager for a newly created role in their Sydney head office. Key Responsibilities: - Developing and supporting compliance and testing frameworks. - Helping...

  • Legal & Compliance Manager

    2 months ago

    Sydney, Australia Compliance and Risk Management Recruitment Full time

    Legal - Lawyer - Compliance - Sydney - Permanent / Full Time **03rd February, 2023**: Fast growing Australian Fintech is seeking a Legal & Compliance Manager (Head of Legal & Compliance). **Key Responsibilities** - Manage, develop & uplift organisations Compliance framework, polices and management procedure, instilling a culture of continuous...

  • Compliance Manager

    2 months ago

    Sydney, Australia Compliance and Risk Management Recruitment Full time

    Insurance - Other - Sydney - Permanent / Full Time **22nd June, 2023**: **This is an exceptional opportunity join a global Financial Institution in a Compliance Manager role. The organisation has 130 offices around the globe. The imprint is small they try to operate more as a mid size organisation.** **Key Responsibilities** - Lead in developing the...

  • Legal & Compliance Manager

    2 months ago

    Sydney, Australia Compliance and Risk Management Recruitment Full time

    Legal - Legal - Other - Sydney - Permanent / Full Time **04th March, 2024**: A Globally recognisable brand is currently seeking an experienced Lawyer to help lead the legal and compliance function. Key Responsibilities - Manage, develop & uplift organisations Compliance framework, polices and management procedure, instilling a culture of continuous...

  • Legal & Compliance Manager

    2 months ago

    Sydney, Australia Compliance and Risk Management Recruitment Full time

    Legal - Legal - Other - Sydney - Permanent / Full Time **20th June, 2023**: A Globally recognisable brand is currently seeking an experienced Lawyer to help lead the legal and compliance function. Key Responsibilities - Manage, develop & uplift organisations Compliance framework, polices and management procedure, instilling a culture of continuous...

  • Head of Compliance

    1 month ago

    Sydney, Australia Compliance and Risk Management Recruitment Full time

    Banking & Finance - Other - Sydney - Permanent / Full Time **05th April, 2024**: **Key Responsibilities** - Key point of contact for regulatory compliance matters (line 2 advice). - Manage & maintain organisations Compliance framework and management procedure, instilling a culture of continuous improvement. - Coordinating with regulatory organisations...

  • Junior Compliance Consultant

    1 month ago

    North Sydney, Australia VET Quality and Compliance Full time

    **Position Description** **Company Name**: VET Quality and Compliance **Job Title**: Junior Compliance Consultant **Job Industry**: Vocational Education and Training **Employment Type**: Contract/Part-Time/Casual **Job Location**:100 Walker St, North Sydney, NSW, 2060. **Summary**: This job would be suitable for a university student. **Key...

  • Junior Compliance Consultant

    1 month ago

    North Sydney, Australia VET Quality and Compliance Full time

    **Position Description** **Company Name**: VET Quality and Compliance **Job Title**: Junior Compliance Consultant **Job Industry**: Vocational Education and Training **Employment Type**: Contract/Part-Time/Casual **Job Location**:100 Walker St, North Sydney, NSW, 2060. **Summary**: This job would be suitable for a university student. **Key...

  • Financial Crime Compliance Manager

    4 days ago

    Sydney, Australia Compliance and Risk Management Recruitment Full time

    Banking & Finance - Other - Sydney - Permanent / Full Time **20th March, 2023**: ASX listed Financial Institution is currently seeking a Financial Crime Compliance Manager to join its growing team. - 2nd line financial crime advisory role. - Design, implementation and monitoring of financial crime risk framework, program and policy. - Provide support and...

  • Compliance Manager

    1 month ago

    Sydney, Australia Anton Murray Consulting Full time

    Sydney- Ancillary Areas- PermanentOur client is a leading retail broker seeking a Compliance Manager to manage their compliance function in their Sydney office - this role will ideally be hired on a part time basis for 3 or 4 days a week. However they are open to hiring someone full time. **Responsibilities** - Ensure the business activities comply with AFS...

  • Manager Compliance

    1 week ago

    Sydney, Australia Commonwealth Bank Full time

    **Manager Compliance** **Do work that matters**: Risk Management (RM) is responsible for developing and communicating the risk frameworks to allow the Group to take conscious exposures to credit, market, operational, compliance and insurance risks within the approved appetite. The Operational Risk & Compliance - Group Support Functions team provides...

  • Manager Compliance

    1 month ago

    Sydney, Australia Commonwealth Bank Full time

    **Manager Compliance** **Do work that matters**: Risk Management (RM) is responsible for developing and communicating the risk frameworks to allow the Group to take conscious exposures to credit, market, operational, compliance and insurance risks within the approved appetite. The Operational Risk & Compliance - Group Support Functions team provides...

  • Compliance Manager

    1 month ago

    Sydney, Australia Commonwealth Bank of Australia Full time

    Compliance Manager **Compliance Manager** **Do work that matters**: CommSec Risk Management is a part of Business Banking Risk Management within CBA Risk Management. The team has four key areas of focus - compliance, credit risk, market risk and operational risk. CommSec Compliance is responsible for ensuring all business activities, transactions and...

  • Compliance Manager

    3 days ago

    Sydney, Australia Bluefin Resources Full time

    **Broad 2nd line compliance position with v**isibility up to Exec and Board level.**: - **Salary up to $165k package. Maximum flexibility on offer with 2 days per week in office - family feel environment.**: - **Be innovative and present fresh ideas on how to manage compliance.**: - **Sydney CBD office location close to public transport.** **Brief...

  • Compliance Manager

    2 months ago

    Sydney, Australia Commonwealth Bank Full time

    **Compliance Manager** **Do work that matters**: CommSec Risk Management is a part of Business Banking Risk Management within CBA Risk Management. The team has four key areas of focus - compliance, credit risk, market risk and operational risk. CommSec Compliance is responsible for ensuring all business activities, transactions and processes are conducted...

  • Compliance Manager

    1 month ago

    Sydney, Australia International Capital Markets Pty Ltd Full time

    **Company Overview**: Established for more than 15 years, we are a global finance trading platform based in Sydney, Australia with over 130+ employees with a strong online presence. Continually improving our product and services, we are considered one the of main competitors within our industry. As an agile company that values growth and development, we...