Compliance Manager
1 week ago
**Job Details**:
**Location**
Sydney
**Salary**
$175,000 Package
**Job Type**
Permanent
**Ref**
BH-180372
**Contact**
Matt Quinn- **Posted**
about 9 hours ago
- Compliance Manager
- Superannuation
- $175K package
Our client, a distinguished entity in the wealth management industry, are recognised as a responsible investment leader, dedicated to supporting their members to grow their super while contributing to a more sustainable future. Due to an internal move, a position has become available for an experienced Compliance professional to join the team.
- As a key member of the Compliance and Regulatory Engagement team, your will have responsibility to develop, implement, maintain, and monitor our client's compliance framework. This pivotal role also involves supporting engagement with regulators, including responding to regulator queries, provision of regulatory reporting, and preparations for regulatory meetings and reviews.**Key Accountabilities/Responsibilities**:
- ** Oversight of Incident and Breach management process**: They will monitor and assess incidents and breaches, perform compliance assessments, and assist in the preparation of reports and policy development.
- ** Support to the regulatory engagement process**: You will prepare and lodge breach notifications, coordinate responses to regulatory engagements, and educate and monitor business adherence to regulatory standards.
- For further information on this role or to confidentially apply, please contact
- **WORD FORMAT** resumes will be accepted.
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