Compliance Manager

Banking & Finance - Stock Broking - Sydney - Permanent / Full Time **08th February, 2024**: **This is an exceptional opportunity join a Capital Markets Institution in a Compliance Manager role. Australia is the main hub across APAC for the financial institution and due to growth across the region they are looking to expand.** **Key Responsibilities** -...

Legal - Legal - Other - Sydney - Permanent / Full Time **04th March, 2024**: A Globally recognisable brand is currently seeking an experienced Lawyer to help lead the legal and compliance function. Key Responsibilities - Manage, develop & uplift organisations Compliance framework, polices and management procedure, instilling a culture of continuous...

Banking & Finance - Other - Sydney - Permanent / Full Time **05th April, 2024**: **Key Responsibilities** - Key point of contact for regulatory compliance matters (line 2 advice). - Manage & maintain organisations Compliance framework and management procedure, instilling a culture of continuous improvement. - Coordinating with regulatory organisations...

**Position Description** **Company Name**: VET Quality and Compliance **Job Title**: Junior Compliance Consultant **Job Industry**: Vocational Education and Training **Employment Type**: Contract/Part-Time/Casual **Job Location**:100 Walker St, North Sydney, NSW, 2060. **Summary**: This job would be suitable for a university student. **Key...

**Position Description** **Company Name**: VET Quality and Compliance **Job Title**: Junior Compliance Consultant **Job Industry**: Vocational Education and Training **Employment Type**: Contract/Part-Time/Casual **Job Location**:100 Walker St, North Sydney, NSW, 2060. **Summary**: This job would be suitable for a university student. **Key...

Sydney- Ancillary Areas- PermanentOur client is a leading retail broker seeking a Compliance Manager to manage their compliance function in their Sydney office - this role will ideally be hired on a part time basis for 3 or 4 days a week. However they are open to hiring someone full time. **Responsibilities** - Ensure the business activities comply with AFS...

The compliance manager role will be focusing on carrying out compliance obligation management, monitoring and control testing to support the bank's compliance framework.Robert Walters has partnered with one of the leading Chinese Banks in Sydney. The Regulatory Compliance Manager role will be supporting the Head of Compliance. Key Responsibilities: Assist to...

**Company Overview**: Established for more than 15 years, we are a global finance trading platform based in Sydney, Australia with over 130+ employees with a strong online presence. Continually improving our product and services, we are considered one the of main competitors within our industry. As an agile company that values growth and development, we...

**Compliance Manager | Location - Sydney, Melbourne, Brisbane. We’re open to all locations across Australia.** This is a Line 1 role to assist in supporting the implementation, execution and monitoring of the risk and compliance management framework and the regulatory and compliance change agenda. **You’ll be responsible for**: - Establishing strong...

We are seeking an experienced Compliance Manager to join our Compliance team at our state-of-the-art offices in Barangaroo. This role is a full-time permanent position. In this pivotal role, you will support the Compliance function in developing and implementing strategies to ensure the company’s compliance risks are managed. Reporting into the Group Head...

**Date**:21 Aug 2023**Location**:Sydney, NSW, AU, 2000 - Melbourne, VIC, AU, 3000**Employment Type**:Permanent Full Time- We are client first focused and empowered to make a difference - Opportunity to contribute in building a strong compliant and positive risk culture - Permanent full time opportunity based in Sydney or Melbourne **The Role** - As a...

**Sydney OR Brisbane location considered.** **The Company** You will be joining an international financial services institution working across a breadth or products within the retail banking space. **A day in the life of a Regulatory Compliance Manager** You will join the Wealth product and technology divisions to provide advice on all regulatory and...

Rabobank is the world’s leading specialist in food and agribusiness banking. One of our key strengths lies in our people who have a deep understanding of agriculture and are committed to adding long-term value for clients. Our commitment to our employees and clients is at the heart of everything we do. Rabobank has an opening for a Risk and Compliance...

**Job Details**: **Location** Sydney **Salary** $120-140k+Bonus+Benefits **Job Type** Permanent **Ref** BH-176730-1 **Contact** Eugena Gong **Posted** 25 minutes ago **The Organisation**: An iconic foreign bank in Australia is building up their Line 2 Regulatory Compliance team. This newly created role is ideal for a legally qualified compliance...

Seeking a diligent Manager to assist the Head of Risk & Compliance Function in managing the company's risk and compliance framework and functions. Reporting to the Head of Risk & Compliance, this role is responsible for undertaking risk and compliance assessments, reporting, and risk assurance activities. Key Duties and Responsibilities: - Ensure effective...

Responsibilities: Providing compliance services across all the group including specialist superannuation and investments compliance advisory, obligation maintenance and management, Australian Financial Services Licence and Registrable Superannuation Entity licensing management, fit and proper requirements, conflicts of interest and other compliance related...

Manager, Compliance Incidents **How will I help?** Reporting to and working collaboratively with the Executive Manager, Compliance Incidents you will be responsible for providing dedicated compliance support in relation to the compliance assessment and breach reporting process across Westpac, specifically to: - Undertake compliance assessments and make...

**How will I help?** As part of the RAMS Operational Risk & Compliance team, the Compliance Manager supports and monitors activities and processes of the RAMS franchise network and the RAMS business to deliver efficient and effective operational risk and compliance outcomes. As a Compliance Manager you will work towards ensuring that the business operates...

About the role Thiess is seeking a Legal Manager for Compliance and Major litigation to join our team based in our Head Office in South Bank, Brisbane. As Legal Manager, your central responsibility will be to drive a culture of effective relationship management through global oversight, execution and management of Thiess Compliance and Company Secretary...

INVESTMENT COMPLIANCE MANAGER (JOB NUMBER: C D000493) **Overall Job Purpose** The Investment Compliance Manager role sits within the Performance & Compliance Client Delivery team. The role performs day to day monitoring of rules within client IMA is, assisting in the day-to-day investment process. The Investment Compliance Analyst interacts directly with...