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Advice Assurance Consultant

4 months ago

Sydney, Australia IOOF Holdings Full time

**Date**:20-Jan-2023**Location**:Sydney, NSW, AU, 2000
- Brisbane, QLD, AU, 4000**Employment Type**:Max Term Full Time- Professional, supportive and friendly culture
- Be part of an organisation that values its team and culture
- x2 12 month contract positions available

**The Role**
- The key role of an Advice Assurance Consultant is to complete routine assurance reviews of advice provided by financial advisers to ensure that obligations under the Insignia Financial assurance framework are being met.**Key Responsibilities**:

- Undertake an assurance review of client advice files within SLAs to ensure that obligations under Insignia Financial’s advice assurance framework are met
- Respond and provide timely responses to queries regarding assurance reviews
- Actively participate in the Advice Assurance QA process with a view to receiving QA feedback on advice assurance reviews and implementing learnings
- Complete all role required training within timeframes to maintain technical knowledge and understanding of regulatory/Licensee requirements (ie CPD points, accreditations, etc)
- Develop relationships with key stakeholders, including but not limited to: advisers, licensee staff, head office staff

**To Be Successful in This Role You Will Possess**:

- RG146 Compliant (mandatory)
- Financial planning qualification (DFP or ADFP) or equilivant experience
- Previous exposure to advice compliance
- Ability to review and analyse financial advice and outcomes based on file documentation to form a determination of advice appropriateness
- Minimum of eight years experience in a large financial services organisation and/or financial planning business

**Benefits**
- In return, we offer development opportunities at an ASX top 200 company
- A professional, supportive and friendly culture
- A range of corporate and lifestyle benefits

**The Business**
- Insignia Financial is one of Australia’s leading wealth management organisations, undertaking a rapid and exciting transformation. The Insignia Financial group has been helping Australians secure their future since 1846. During that time, we have grown substantially to become a leading provider of quality financial services. We now manage and administer more than $200 billion of client monies and are listed on the Australian Securities Exchange in the ASX top 200 (ASX:IFL).**To Apply**
- Applicants will be required to provide evidence of their eligibility to work in Australia, and at a minimum be required to undertake police and basic credit checks as a condition of employment._-
- Please be aware that Insignia Financial is currently undergoing an Organisational Design process, which may impact future organisational structure._