Risk and Compliance Manager
3 weeks ago
Growing Australian fund manager
- Collaborative & close-knit team | Eastern suburbs location
- Outstanding career development opportunity
Our client is a growing Australian fund manager who is in search of a Risk and Compliance Manager to drive risk culture, manage internal processes and procedures, provide advice to the leadership team and Board, and upskill and mentor one junior direct report.
**Key Responsibilities**:
- Managing the Line 1 and Line 2 risk and compliance functions of the business;
- Monitoring incidents, breaches, and complaints and liaising with the business to embed controls;
- Liaising with the Loans and Investments team on key deliveries;
- Identifying key risks and overseeing management to comply with risk frameworks;
- Providing advice to senior stakeholders and enhancing existing policies, processes, and procedures; AND
- Monitor audit (internal/external) programs & ensuring accuracy for administrational tasks.
**Qualifications, Skills, and Experience**:
- Tertiary degree qualifications in law, commerce, economics, finance, or related field;
- RG146 Compliant highly preferred;
- Previous experience as a Senior Risk and Compliance Analyst or Managerial level within financial services essential;
- Solid knowledge of regulatory frameworks, incidents & breaches, and compliance requirements;
- Strong understanding of SOPs, compliance and risk management, audit, and governance
- ideally within financial services; AND
- Excellent attention to detail, communication, and stakeholder management skills.
This is a great opportunity for an experienced Risk and Compliance Manager or a Senior Analyst looking to take that next step in their career to join a close-knit and collaborative team. This role will have a direct impact on the compliance and risk outcomes of a growing organisation.
SCR-amanda-chisholm
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