Risk and Compliance Manager

1 month ago

Sydney, Australia IOOF Holdings Full time

**Date**:3 Jun 2024**Location**:Sydney, NSW, AU, 2000
- Adelaide, SA, AU, 5000
- Melbourne, VIC, AU, 3000**Employment Type**:Permanent Full Time**Risk and Compliance Manager**
- Permanent full-time position
- Sydney, Melbourne or Adelaide based hybrid working arrangements-
**The Role**
- As a Risk and Compliance Manager, you will partner with the Distribution Leadership Team to provide support, direction, and guidance on all regulatory, risk and compliance matters. Reporting to the Head of Distribution Assurance & Compliance, you will be a key member of the Distribution First Line Risk & Compliance team, responsible for the provision of high-quality advice, risk, regulatory and compliance services to the Distribution business unit.**Key Responsibilities**:

- Lead the integration, implementation and embedment of new risk and compliance methodologies and frameworks.
- Support the business to implement and manage a comprehensive risk and compliance framework including maintenance of risk profiles and monitoring the effectiveness of controls.
- Provide SME guidance and support as First line risk lead on projects and initiatives.
- Provide high quality and timely risk and regulatory technical advice to the business in relation to legislative and regulatory requirements.
- Support the business to manage incidents and breaches across the division.
- Provide generalist risk and compliance advice to support day to day decision making.
- Proactively embed and improve risk culture and maturity across the Distribution division.

**To be successful in this role you will possess**:

- Tertiary qualification in a relevant field or extensive equivalent practical experience such as Accounting, Commerce, Banking, Economics, Finance or Law.
- Demonstrated experience in operational risk and compliance in the financial services sector with a commitment to delivering excellence in member outcomes.
- Solid understanding of our regulatory environment and products including Superannuation, Managed Investments and Investor Directed Portfolio Service (IDPS).
- Change management and project delivery experience in relation to risk and compliance frameworks, with a demonstrated ability to manage, embed and drive significant change.
- Advanced relationship and stakeholder management skills to influence, challenge, negotiate and achieve through others.
- Proven ability to understand complex processes and succeed in a large dynamic business.

**Benefits**
- Development opportunities at an ASX top 200 company
- A professional, supportive and friendly culture
- A range of corporate and lifestyle benefits

**The Business**
- Insignia Financial is one of Australia’s leading wealth management organisations, undertaking a rapid and exciting transformation. The Insignia Financial group has been helping Australians secure their future since 1846. Over the decades, we have grown substantially to become a leading provider of quality financial services and are listed on the Australian Securities Exchange in the ASX top 200 (ASX: IFL).**To Apply**
- Applicants will be required to provide evidence of their eligibility to work in Australia, and at a minimum be required to undertake police and basic credit checks as a condition of employment._

  • Risk and Compliance Manager

    3 weeks ago

    Sydney, Australia Compliance and Risk Management Recruitment Full time

    Banking & Finance - Treasury and/or Risk Specialist - Sydney - Permanent / Full Time **26th February, 2024**: We are working with a growing mutual bank who are currently seeking a Risk and Compliance Manager for a newly created role in their Sydney head office. Key Responsibilities: - Developing and supporting compliance and testing frameworks. - Helping...

  • Risk and Compliance Analyst

    2 weeks ago

    Sydney, New South Wales, Australia Compliance and Risk Management Recruitment Full time

    Banking & Finance Analyst Sydney Contract18th August, 2023:Our client is a well-known organisation in the financial markets space. They are looking for a Risk and Compliance Analyst to support the execution of the enterprise compliance framework in relation to a key project.Reporting to the Senior Manager of Enterprise Compliance, responsibilities will...

  • Compliance Manager

    2 weeks ago

    Sydney, New South Wales, Australia Compliance and Risk Management Recruitment Full time

    Insurance Insurance Life / Health Sydney Contract08th May, 2023:About:World leading insurance business is currently seeking a Compliance Manager (AVP) to help support the Australian entity.Your role Reporting to the Head Compliance, you will perform a critical role within. To provide responsive, efficient, practical, commercial, and highquality compliance...

  • Compliance Manager

    2 weeks ago

    Sydney, New South Wales, Australia Compliance and Risk Management Recruitment Full time

    Banking & Finance Banking Compliance Sydney Permanent / Full Time02nd February, 2023:Our client is a well-known global investment company. They are a commercial business with exciting initiatives and set up for success. They are looking for a compliance professional to join their existing team.Main responsibilities are: Maintaining compliance and AFSL...

  • Financial Crime Compliance Manager

    4 weeks ago

    Sydney, Australia Compliance and Risk Management Recruitment Full time

    Banking & Finance - Other - Sydney - Permanent / Full Time **20th March, 2023**: ASX listed Financial Institution is currently seeking a Financial Crime Compliance Manager to join its growing team. - 2nd line financial crime advisory role. - Design, implementation and monitoring of financial crime risk framework, program and policy. - Provide support and...

  • Compliance Manager

    1 week ago

    Sydney, Australia Compliance and Risk Management Recruitment Full time

    Banking & Finance - Stock Broking - Sydney - Permanent / Full Time **08th February, 2024**: **This is an exceptional opportunity join a Capital Markets Institution in a Compliance Manager role. Australia is the main hub across APAC for the financial institution and due to growth across the region they are looking to expand.** **Key Responsibilities** -...

  • Compliance Manager

    2 weeks ago

    Sydney, New South Wales, Australia Compliance and Risk Management Recruitment Full time

    Banking & Finance Stock Broking Sydney Permanent / Full Time08th February, 2024:This is an exceptional opportunity join a Capital Markets Institution in a Compliance Manager role. Australia is the main hub across APAC for the financial institution and due to growth across the region they are looking to expand.Key Responsibilities Assist in developing the...

  • Risk Manager

    4 weeks ago

    Sydney, Australia Compliance and Risk Management Recruitment Full time

    Banking & Finance - Other - Sydney - Permanent / Full Time **21st February, 2024**: **This is an exciting opportunity join a growing listed Financial Institution in Australia. This role plays a pivotal role in supporting the business deliver to its go to market plan, regulatory obligations, and strategic objectives**. **Key Responsibilities** - Delivering...

  • Financial Crime Compliance Manager

    2 weeks ago

    Sydney, New South Wales, Australia Compliance and Risk Management Recruitment Full time

    Banking & Finance Other Sydney Permanent / Full Time20th March, 2023:ASX listed Financial Institution is currently seeking a Financial Crime Compliance Manager to join its growing team. 2nd line financial crime advisory role. Design, implementation and monitoring of financial crime risk framework, program and policy. Provide support and leadership in...

  • Associate Director

    4 weeks ago

    Sydney, Australia Compliance and Risk Management Recruitment Full time

    Education & Child Care - University - Other - Sydney - Permanent / Full Time **27th November, 2023**: This is a senior leadership role with the organisation and will be responsible for supporting the risk function. Reporting to the CRO as the 2IC, this role will be responsible for providing strategic and operational advice to the broader leadership and...

  • Chief Risk

    2 weeks ago

    Sydney, New South Wales, Australia Compliance and Risk Management Recruitment Full time

    Government / Local Government Local Government Sydney Permanent / Full Time17th April, 2023:Our client is a leading council that is currently undertaking a large transformation and uplift across the organisation. After a recent restructure that have a newly created Chief Risk & Audit Officer role available for a highly skilled and pragmatic Risk & Audit...

  • Compliance Manager

    2 weeks ago

    Sydney, New South Wales, Australia Compliance and Risk Management Recruitment Full time

    Insurance Other Sydney Permanent / Full Time22nd June, 2023:This is an exceptional opportunity join a global Financial Institution in a Compliance Manager role. The organisation has 130 offices around the globe. The imprint is small they try to operate more as a mid size organisation.Key Responsibilities Lead in developing the organisations Compliance...

  • Compliance Lead

    2 weeks ago

    Sydney, New South Wales, Australia Compliance & Risk Management Recruitment Full time

    Compliance & Risk Management Recruitment This role is both strategy & execution and is inviting you to be a part of a dynamic and complex business that takes a long-term and sustainable approach to the way they operate. If you are looking for the next step in your career, where you have ownership and can add value, this job will do it.It is a genuine...

  • Legal & Compliance Manager

    2 weeks ago

    Sydney, New South Wales, Australia Compliance and Risk Management Recruitment Full time

    Legal Lawyer Compliance Sydney Permanent / Full Time03rd February, 2023:Fast growing Australian Fintech is seeking a Legal & Compliance Manager (Head of Legal & Compliance).Key Responsibilities Manage, develop & uplift organisations Compliance framework, polices and management procedure, instilling a culture of continuous improvement. Leading reporting...

  • Chief Risk

    4 weeks ago

    Sydney, Australia Compliance and Risk Management Recruitment Full time

    Government / Local Government - Local Government - Sydney - Permanent / Full Time **17th April, 2023**: Our client is a leading council that is currently undertaking a large transformation and uplift across the organisation. After a recent restructure that have a newly created Chief Risk & Audit Officer role available for a highly skilled and pragmatic Risk...

  • Legal & Compliance Manager

    2 weeks ago

    Sydney, Australia Compliance and Risk Management Recruitment Full time

    Legal - Legal - Other - Sydney - Permanent / Full Time **04th March, 2024**: A Globally recognisable brand is currently seeking an experienced Lawyer to help lead the legal and compliance function. Key Responsibilities - Manage, develop & uplift organisations Compliance framework, polices and management procedure, instilling a culture of continuous...

  • Legal & Compliance Manager

    2 weeks ago

    Sydney, New South Wales, Australia Compliance and Risk Management Recruitment Full time

    Legal Legal Other Sydney Permanent / Full Time04th March, 2024:A Globally recognisable brand is currently seeking an experienced Lawyer to help lead the legal and compliance function.Key Responsibilities Manage, develop & uplift organisations Compliance framework, polices and management procedure, instilling a culture of continuous improvement. Leading...

  • Head of Compliance

    1 week ago

    Sydney, Australia Compliance and Risk Management Recruitment Full time

    Banking & Finance - Other - Sydney - Permanent / Full Time **05th April, 2024**: **Key Responsibilities** - Key point of contact for regulatory compliance matters (line 2 advice). - Manage & maintain organisations Compliance framework and management procedure, instilling a culture of continuous improvement. - Coordinating with regulatory organisations...

  • Head of Compliance

    2 weeks ago

    Sydney, New South Wales, Australia Compliance and Risk Management Recruitment Full time

    Banking & Finance Other Sydney Permanent / Full Time05th April, 2024:Key Responsibilities Key point of contact for regulatory compliance matters (line 2 advice). Manage & maintain organisations Compliance framework and management procedure, instilling a culture of continuous improvement. Coordinating with regulatory organisations (APRA, ASIC, AUSTRAC)....

  • Compliance Specialist

    6 days ago

    Sydney, Australia Risk Full time

    **We are Woolworths Group **We are Woolworths Group. 200,000+ bright minds, passionate hearts and unique perspectives connected by a shared Purpose - ‘to create better experiences together for a better tomorrow.’ It’s that Purpose that fuels our ambition to explore new ideas, make brave commitments and innovate better ways to meet the food and everyday...