Compliance Officer

Compliance Officer **Compliance Officer** **Department**:Risk & Compliance **Employment Type**:Contract / Temp **Location**:Sydney **Reporting To**:Chief Risk and Compliance Officer **Description** **We are somewhat different** Hannover Re was founded as an in-house reinsurer and started small, a new kid on the block, proving ourselves every day for...

Compliance Officer We are seeking a professional and detail-oriented Compliance Officer to join our dynamic team in Sydney. In this crucial role, you will be responsible for supporting the Compliance Manager and CRO to ensure that our company adheres to legal standards and in-house policies. Your key responsibilities will include: - Conducting thorough...

Support the compliance program for Moomoo AU, ensuring adherence to relevant regulatory registrations and licensing requirements specific to the securities industry. - Assist in providing guidance on AML/CTF and Sanctions regulatory requirements to support the Money Laundering Reporting Officer (MLRO). - Participate in AML investigations and assist in the...

Hudson has partnered with a large Federal Government agency and is seeking for Compliance Officers with strong auditing, investigative and customer service skills. **About the Team**: The Levies Compliance team manages an annual risk-based compliance program aimed at encouraging levy payers to voluntarily meet legislative requirements. This program ensures...

Opportunities across Aus - Competitive market salary - Further your Compliance career Tyler Wren is working with a great client of ours to assist with recruiting a Compliance Officer. As the Compliance Officer, you will deal with new clients' onboarding procedures and review and verify existing client relationships in accordance with regulations. **You...

**$70,000-$80,000 Salary Plus Super**: - **CBD Location**: - **Well known reputable company**: - **Hybrid flexibility** **Position Overview**: Join a national leading Law Firm as a compliance officer. The Firm consistently prides itself on ensuring positive and successful partnerships for both clients and employees. They are driven by success and...

**$70,000-$80,000 Salary Plus Super**: - **CBD Location**: - **Well known reputable company** **Position Overview**: Join a national leading Law Firm as a compliance officer. The Firm consistently prides itself on ensuring positive and successful partnerships for both clients and employees. They are driven by success and encourage a collaborative and...

**Responsibilities**: - Serve as the primary point of contact for all compliance-related inquiries and issues pertaining to the licenses under management. - Support internal and external audits, as well as regulatory reviews, by providing necessary documentation and information. - Assist in the establishment of local bank accounts for licensed entities. -...

Compliance Officer **About Us**: ABN AMRO Clearing is a global firm that provides an integrated suite of financial services to professional investors in the global financial market. Our core service offering consists of execution, clearing, financing, stock borrowing and lending, settlement and custody. **Role Purpose**: The purpose of this role is to...

We are looking for Compliance Officers to join our team in Sydney, Gold Coast and Brisbane!

**Our Organization** DLL is not your average financial services company. In fact, we are above average in almost every way. With an employee engagement score of 85% (compared to the 72% industry average), it sure seems like we are doing something right. And, while most companies survive fewer than 20 years, 2019 marked our 50th. We collaborate with...

australia sydney permanent up to au$420 per dayOne of our Government clients based in Macquarie Park (1 day a week) are looking for a Compliance Officer for a 12 month contract. This role is paying $420pd + super **Responsibilities include but not limited to**: - Support planned reviews of key compliance obligations and provide recommendations to...

Top Tier Global Investment Bank - CBD Based An excellent opportunity with this major International Bank for an experienced Compliance Officer supporting their business advisory team. They also support the team in their provision of level 1 control advice and in their assistance with conducting level 2 controls and risk assessment for these areas. This...

Our client was established in 2004 and is 100% independently owned and self-funded. Our client is a family operated business specialising in immediate short term finance solutions. They are able to assist with funding up to $50 million within a very short amount of time. Our client is now looking to add an experience compliance officer to their growing...

**The Company..** This prominent Australian company has been a market leader for over four decades and specialize in designing, manufacturing, and distributing products and providing related services. Due to their ongoing expansion, they are currently seeking a Compliance Officer to join them immediately. This presents an excellent opportunity to enhance...

As a growing energy provider, our client is now seeking an experienced Complaince Officer. In this role, you will work closely with the Head of Retail Business and Compliance committee, including but not limited to complying with regulations to ensure critical information about our rates and services are displayed correctly. Government support is being...

**Job Title**:Compliance Officer**: - Job Code: 5189- Country: AU- City: Sydney- Skill Category: Compliance- Description: Aon’s Benefit Index®, Nomura’s benefits **rank** **#1** amongst our competitors **Purpose and Summary** The compliance analyst will support the APAC compliance team (based in Sydney) with a focus on monitoring of staff compliance...

**Primary Details** Time Type: Full time Worker Type: Employee - **Location: Sydney**: - **Type: Permanent, full time** **The opportunity** An exciting junior opportunity in Group Compliance, within QBE's Global Compliance & Risk Function, has become available. University graduates with 2-3 years' experience in Compliance are encouraged to apply. Group...

Primary Details Time Type: Full time Worker Type: Employee- Location: Sydney- Type: Permanent, full time The opportunity An exciting junior opportunity in Group Compliance, within QBE’s Global Compliance & Risk Function, has become available. University graduates with 2-3 years’ experience in Compliance are encouraged to apply. Group Compliance...

We are a leading financial services provider at Sydney. We are dedicated to deliver comprehensive and tailored financial advice to individuals and businesses across Australia. We Base in the heart of Sydney, specialize in wealth management, investment advisory, retirement planning, and insurance services. We are currently looking for an experienced...