Risk and Compliance Officer

1 month ago


Sydney, Australia Elias Recruitment Full time

ASX listed company
- Great opportunity to expand and develop the role
- CBD location

As the Risk and Compliance Officer, your key responsibilities and activities will include:

- Oversight and monitoring of the risk and compliance requirements of the company and its managed funds (both listed and unlisted), including reporting to management, Audit and Risk Committees and various Boards on all risk and compliance aspects of the business;
- Providing compliance training across the Group and drafting compliance communications to staff;
- Monitoring and reviewing compliance with the companies policies and procedures as well as the policies and procedures of its ASX-listed and unlisted managed funds;
- Overseeing internal investigations and the compliance aspects of external and internal audits (including Compliance Plan audits);
- Assessing and implementing regulatory and legislative changes;
- Advising and responding to compliance queries from the business;
- Liaising with external bodies such as legal advisers, external auditors and regulators (including ASIC, AUSTRAC and ASX) as required;
- Continually raising awareness and facilitating a strong compliance culture that embodies the companies integrity and balancing commercial and client needs.



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