Group Compliance Licencing, Reporting and

2 weeks ago


Sydney, Australia HAYS Full time

Group Compliance role in a Global bank

**Your new company**

This company has an excellent reputation and is a prestigious global bank with a large presence in Sydney. The role will sit in Group Compliance, covering the investment bank, Asset Management and Wealth business.

**Your new role**

Part of the small Regulatory Management and Frameworks group compliance team.
- Providing twice monthly compliance induction training
- Providing advice on CPD accreditation standards, monitoring and reporting of CPD accreditation training completion rates across all IB divisions, including Asset Management and Wealth.
- Reviewing frameworks and polices on the back of a licence need to be reviewed annually.
- Review ACL for ASIC
- The ongoing issuance and revocation of designated representative certifications for client facing employees and consequential updates
- Assisting with internal reporting requirements to branch governance forums on licencing and training and other APAC functions

**What you'll need to succeed**
- Tertiary qualifications in a relevant discipline e.g. Commerce, Law, Accounting or similar
- 2 + years Banking or legal experience
- Strong communication skills to effectively deal with clients
- Self-motivated, quick learner and enthusiastic

**What you'll get in return**

An excellent opportunity for an initial 12 month contract at a leading global bank with potential for extensions

**What you need to do now**

2855652



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