Head of Compliance Anz Risk Management Group

3 months ago

Sydney, Australia Macquarie Group Limited Full time

-Macquarie’s ANZ Compliance team maintain a comprehensive Compliance Framework to enable our businesses to discharge their regulatory and compliance obligations. Compliance also maintains the Conduct Risk Framework and supports Macquarie-wide surveillance.
At Macquarie, our advantage is bringing together diverse people and empowering them to shape all kinds of possibilities. We are a global financial services group operating in 34 markets and with 55 years of unbroken profitability. You’ll be part of a friendly and supportive team where everyone - no matter what role - contributes ideas and drives outcomes.
- What role will you play?Reporting to Macquarie’s Global Head of Compliance, you will play a critical role as the regional Head of Compliance.
You will strengthen Macquarie’s relationship with the regulators across all its business and support groups, by acting as its main point of coordination in relation to its engagement with the ANZ based regulators, primarily ASIC.
You will also partner with internal stakeholders to embed an effective and robust control environment, in line with regulatory standards, policies and expectations.
This role will include being a member of the Global Compliance Leadership team and ensuring expert advice and guidance on compliance matters in ANZ are delivered through the regional compliance teams.
You must demonstrate strong leadership skills and have a proven track record in managing and mentoring large and diverse teams. You will need to bring a high level of capability in both the strategic and operational sides of team management. The role also requires your ability to build strong stakeholder relationships with the respective senior management across all groups, including Group Heads.

This role needs a high calibre and experienced compliance professional who can embed and strengthen talent whilst maintaining effective engagement across the firm.
- What you offer- Demonstrable and strong track record of engagement with and acting as a point of contact for ASIC, including deep experience and knowledge of key aspects of ASIC’s supervisory approach.
- Extensive experience and expert market knowledge in financial markets and consumer credit activity, gained from equivalent roles in investment banks.
- Strong knowledge and understanding of the Australian regulatory environment and financial services regulation and its applicability to Macquarie’s business and support groups.
- Proven ability to guide and challenge senior stakeholders across diverse business and support groups on the interpretation of regulation.Experience in establishing and maintaining compliance policies, procedures and frameworks, including from a global perspective to align local regulatory requirements with business policies, procedures and framework.
- We love hearing from anyone inspired to build a better future with us, if you're excited about the role or working at Macquarie we encourage you to apply.
- About the Risk Management GroupIn our Risk Management Group, you will be part of an independent, and centralised function, responsible for independent and objective review and challenge, oversight, monitoring and reporting in relation to Macquarie’s material risks. Our divisions include Compliance, Credit, Financial Crime Risk, Internal Audit, Market Risk, Operational Risk, Prudential Risk, and Risk Management Group Central.
- Benefits- Macquarie employees can access a wide range of benefits which, depending on eligibility criteria, include:

- Hybrid and flexible working arrangements
- One wellbeing leave day per year and up to five additional days leave based on length of service
- Up to 20 weeks paid parental leave as well as benefits to support you as you transition to life as a working parent
- Paid volunteer leave and donation matching
- Range of benefits to support your physical, psychological and financial wellbeing
- Access to a wide range of learning and development opportunities
- Our commitment to diversity, equity and inclusion-
- If you require adjustments to your working arrangements or the recruitment process, please let us know when applying.

  • Compliance Manager

    6 days ago

    Sydney, Australia Compliance & Risk Management Recruitment Full time

    Outstanding company culture - Leadership role with great team environment - Hybrid working model A reputable and privately owned company that specialises in critical assets is looking for a Compliance Manager who is experienced in developing, implementing and maintaining corporate compliance framework; policies & audit & assurance programs. Initially you...

  • Head of Risk and Compliance

    2 days ago

    Sydney, Australia Glad Group Full time

    **Posted**: 10/01/2025 **Closing Date**: 09/02/2025 **Job Type**: Permanent - Full Time **Location**: Sydney - Southern Suburbs **Job Category**: Risk & Compliance **About Us**: With over 36 years of experience, Glad Group is a leader in delivering cleaning, security, concierge and workplace services and maintenance in Australia. We foster a culture of...

  • Head of Group Compliance

    7 months ago

    Sydney, Australia OFX Full time

    **Company Description** Hi.** We’re OFX, a global provider of online, international payment services. We solve the complexity of moving money and enable better decisions. Headquartered in Sydney with offices worldwide, we’re a customer-focused business that is all about inspiring customer confidence. At OFX, you’ll have the opportunity to reach beyond...

  • Head of Rates Trading, Australia

    3 months ago

    Sydney, Australia ANZ Banking Group Full time

    **Req ID**: 79229 **Department**: Insto Markets Franchise Trading **Division**: Institutional **Location**: Sydney About Us At ANZ, we're shaping a world where people and communities thrive, driven by a common goal: to improve the financial wellbeing and sustainability of our customers. Our Institutional bank helps our largest customers move trade and...

  • Associate Director Regulatory Risk Management

    4 months ago

    Sydney, Australia ANZ Banking Group Full time

    **Req ID**: 76703 **Department**: Insto Markets COO **Division**: Institutional **Location**: Sydney About Us At ANZ, we're shaping a world where people and communities thrive, driven by a common goal: to improve the financial wellbeing and sustainability of our customers. Our Institutional bank helps our largest customers move trade and capital around the...

  • Head of Risk and Compliance

    4 months ago

    Sydney, Australia ClearView Wealth Full time

    Head of Risk and Compliance As the Head of Risk and Compliance, you will be at the forefront of safeguarding our organisation by ensuring robust governance and adherence to regulatory requirements. You will be responsible for continuing to shape and support implementation of our Risk and Compliance strategy, leading a team of skilled professionals, and...

  • Compliance Specialist

    6 months ago

    Sydney, Australia Risk Full time

    **We are Woolworths Group **We are Woolworths Group. 200,000+ bright minds, passionate hearts and unique perspectives connected by a shared Purpose - ‘to create better experiences together for a better tomorrow.’ It’s that Purpose that fuels our ambition to explore new ideas, make brave commitments and innovate better ways to meet the food and everyday...

  • Head of Emissions Trading

    2 days ago

    Sydney, Australia ANZ Banking Group Full time

    **Req ID**: 84374 **Department**: Insto Markets Franchise Trading **Division**: Institutional **Location**: Sydney About Us At ANZ, we're shaping a world where people and communities thrive, driven by a common goal: to improve the financial wellbeing and sustainability of our customers. Our Institutional bank helps our largest customers move trade and...

  • Head of Credit Trading, Australia

    3 months ago

    Sydney, Australia ANZ Banking Group Full time

    **Req ID**: 78964 **Department**: Insto Markets Franchise Trading **Division**: Institutional **Location**: Sydney About Us At ANZ, we're shaping a world where people and communities thrive, driven by a common goal: to improve the financial wellbeing and sustainability of our customers. Our Institutional bank helps our largest customers move trade and...

  • Risk and Compliance Manager, Group and Corporate

    4 months ago

    Sydney, Australia Challenger Full time

    Challenger Limited is an ASX-listed investment management firm managing $127 billion in assets (as at 30 June 2024). Life with us is fast moving and always exciting. Together we’re driving to deliver our vision to provide our customers with financial security for a better retirement._ - We achieve this goal by providing a work environment where people from...

  • Risk & Compliance Manager

    4 days ago

    Sydney, Australia Bluefin Resources Full time

    Seeking a diligent Manager to assist the Head of Risk & Compliance Function in managing the company's risk and compliance framework and functions. Reporting to the Head of Risk & Compliance, this role is responsible for undertaking risk and compliance assessments, reporting, and risk assurance activities. Key Duties and Responsibilities: - Ensure effective...

  • Head of Risk and Compliance

    4 months ago

    Sydney, Australia ClearView Full time

    As the Head of Risk and Compliance, you will be at the forefront of safeguarding our organisation by ensuring robust governance and adherence to regulatory requirements. You will be responsible for continuing to shape and support implementation of our Risk and Compliance strategy, leading a team of skilled professionals, and providing strategic guidance to...

  • Head of Risk

    2 weeks ago

    Sydney, Australia Actuate Recruitment Group Full time

    Actuate Recruitment is pleased to partner with this exceptional Private Australian business. Our client is a successful integrated property group. Their structure includes capabilities in capital transactions, developments, design and construction, leasing, marketing, asset management and property management covering the full spectrum of the property...

  • Risk, Compliance and Sustainability Manager

    2 days ago

    Sydney, Australia Perigon Group Full time

    $160-190K inc super, plus generous bonus - Sydney CBD with hybrid WFH flexibility - Greenfields role, unique ESG opportunity - $160-190K inc super, plus generous bonus - Sydney CBD with hybrid WFH flexibility - Greenfields role, unique ESG opportunity Highly-regarded Australian funds management group, seeking Risk, Compliance & Sustainability Manager for...

  • Risk & Compliance Analyst

    4 days ago

    Sydney, Australia Perigon Group Full time

    c. $140-150K plus bonus - Excellent culture, with WFH flexibility - c. $140-150K plus bonus - Excellent culture, with WFH flexibility Reporting into the Head of Risk & Compliance of this investment management firm, this role provides a great entry point into this long-established, ASX-listed group. Your core remit will include undertaking risk register...

  • Head of Market Surveillance

    3 months ago

    Sydney, Australia ANZ Banking Group Full time

    **Req ID**: 78783 **Department**: Risk Institutional - Operational Risk & Compliance **Division**: Risk **Location**: Sydney About Us At ANZ, we're shaping a world where people and communities thrive, driven by a common goal: to improve the financial wellbeing and sustainability of our millions of customers. About the Role Market Surveillance is a global...

  • Group Gm Compliance

    7 months ago

    Sydney, Australia Sharp & Carter Full time

    Fast paced and dynamic environment - Exposure to Forex/CFD is a key requirement - Genuine leadership opportunity **About out Client**: Our client who are headquartered in Melbourne are an industry leader with a vision to revolutionize trading. With a commitment to providing traders around the world with cutting-edge technology and exceptional client...

  • Anz Country Compliance Lead

    3 months ago

    Sydney, Australia Pfizer Full time

    ROLE SUMMARY The Country Compliance Lead will serve as the primary compliance advisor to the leadership team, supporting a culture of quality and integrity and the assessment and mitigation of risks across all business units. The Compliance Lead drives the identification and effective management of key risk areas in collaboration with business leadership...

  • Legal & Compliance Lead Anz - Global Pharmaceutical

    7 months ago

    Sydney, Australia Heng & Hurst Full time

    Global, innovative pharmaceutical company with growing ANZ team - Create local compliance architecture & lead the culture of accountability - Influence ANZ leadership & partner with APAC/Global CoE peers Join a highly respected, global pharmaceutical company, taking the lead to establish the ANZ legal and compliance function. If you are someone who has...

  • Program Manager, Risk

    4 months ago

    Sydney, Australia Link Group Full time

    **Role Overview** - Reporting to the Head of Enterprise Risk, this role will lead the development of a Business Case (including scoping and sequencing of workstreams, change management, resourcing and funding requirements) to deliver the Group Risk and Compliance Strengthening Program. The program has been established to improve the Group’s Risk &...