Central & Regulatory Compliance, Associate

2 weeks ago

Sydney, Australia JPMorganChase Full time

**JOB DESCRIPTION**
Compliance, Conduct and Operational Risk (CCOR) form part of JPMorgan’s Risk Management and Compliance organization. We maintain oversight of the firm’s compliance, conduct and operational risk management activities and are responsible for the design and execution of a comprehensive Risk and Control framework. We are considered a second Line of Defense (LoD) function and proactively manage operational risk to defend the firm against the negative impacts of operational errors.

As an Australia & New Zealand Compliance & Operational Risk Associate within our risk management team, you will be tasked with providing support for compliance and operational risk coverage and oversight across Australia and New Zealand.

**Responsibilities**:

- Providing input on regulatory change, compliance projects and issues, including staying abreast of industry news and regulatory developments to facilitate proactive risk identification and mitigation
- Preparing Compliance reporting to Boards, committees and senior management
- Managing compliance incidents, assessment of breaches and regulatory reporting
- Interacting with key stakeholders and regulators on our Compliance program and regulatory requirements
- Preparing and delivering Compliance training and drafting and managing monitoring tasks and reporting
- Assisting in the design, development, implementation and ongoing operation of the Compliance program for Australia and New Zealand

**Required qualifications, capabilities, and skills**:

- Degree-qualified with at least 3 years of relevant experience in legal, regulatory, compliance or similar roles
- Experience in Compliance and/or Operational Risk Management Frameworks, including issues and incident management, controls, and compliance assessments
- Independent, analytical thinker with the ability to multi-task, prioritize and thrive in a fast-paced and evolving environment
- Effective influencing skills and ability to drive change and deliver results
- Effective team player and ability to communicate clearly and concisely in a fast-paced environment

**ABOUT US**

J.P. Morgan is a global leader in financial services, providing strategic advice and products to the world’s most prominent corporations, governments, wealthy individuals and institutional investors. Our first-class business in a first-class way approach to serving clients drives everything we do. We strive to build trusted, long-term partnerships to help our clients achieve their business objectives.

We recognize that our people are our strength and the diverse talents they bring to our global workforce are directly linked to our success. We are an equal opportunity employer and place a high value on diversity and inclusion at our company. We do not discriminate on the basis of any protected attribute, including race, religion, color, national origin, gender, sexual orientation, gender identity, gender expression, age, marital or veteran status, pregnancy or disability, or any other basis protected under applicable law. We also make reasonable accommodations for applicants’ and employees’ religious practices and beliefs, as well as mental health or physical disability needs. Visit our FAQs for more information about requesting an accommodation.

**ABOUT THE TEAM**

Our professionals in our Corporate Functions cover a diverse range of areas from finance and risk to human resources and marketing. Our corporate teams are an essential part of our company, ensuring that we’re setting our businesses, clients, customers and employees up for success.

Our Compliance teams work globally across all lines of business to advise internal stakeholders on the impact of regulatory requirements and how to balance these with the firm’s needs. Their diverse mandate means they also provide input on new business strategies, product lines, policies, training, operational processes, risk mitigation and control.

  • Head of Business Partnering, Amp Bank

    3 weeks ago

    Sydney, Australia AMP Limited Full time

    **The opportunity** The Head of Business Partnering, Bank role is to lead the Bank Finance team (direct and virtual) to manage the P&L and Balance sheet, provide analysis and insights on key financial KPIs, help drive performance of AMP Bank and oversee financial control, statutory and regulatory reporting for the Bank. The role engages closely with the...

  • Marketing Manager, Amp Bank

    3 weeks ago

    Sydney, Australia AMP Full time

    Marketing Manager, AMP Bank If you live in Australia or New Zealand, you've likely heard of AMP. But at a time when society is changing, we are too. We're now a nimbler business with new leadership and thinking. For us, these are exciting times. There's a real potential for big thinkers to help us redefine what financial services could be. And turn our...

  • Analyst, Fund Regulatory Reporting

    3 weeks ago

    Sydney, Australia AMP Limited Full time

    Competitive base plus 12% super - Be Part of a team responsible for a market leading risk management framework for financial guarantee products - High Performing team The Opportunity As an Analyst, you will be working within the AMP Investment Operations team provide support services to AMP Wealth Management investment managers and clients. The Fund...

  • General Manager Risk, Compliance

    2 weeks ago

    Sydney, Australia AMP Full time

    General Manager Risk, Compliance & Policy If you live in Australia or New Zealand, you've likely heard of AMP. But at a time when society is changing, we are too. We're now a nimbler business with new leadership and thinking. For us, these are exciting times. There's a real potential for big thinkers to help us redefine what financial services could be....

  • Marketing Manager, Amp Bank

    4 weeks ago

    Sydney, Australia AMP Limited Full time

    If you live in Australia or New Zealand, you’ve likely heard of AMP. But at a time when society is changing, we are too. We’re now a nimbler business with new leadership and thinking. For us, these are exciting times. There’s a real potential for big thinkers to help us redefine what financial services could be. And turn our legacy into something even...

  • Manager, Privacy

    3 weeks ago

    Sydney, Australia AMP Limited Full time

    Reporting to the Head of Financial Crime Compliance, Privacy and Fraud Risk, this role ensures that key business processes, systems and support functions operate in compliance with the Sanctions and ABC Program requirements and legislation. The role requires close liaison and partnering with key business stakeholders, as well as driving the sanctions...

  • Manager, Risk Governance

    4 weeks ago

    Sydney, Australia AMP Full time

    Manager, Risk Governance & Architecture If you live in Australia or New Zealand, you've likely heard of AMP. But at a time when society is changing, we are too. We're now a nimbler business with new leadership and thinking. For us, these are exciting times. There's a real potential for big thinkers to help us redefine what financial services could be. And...

  • Risk Consultant

    3 weeks ago

    Sydney, Australia AMP Limited Full time

    **The opportunity**: The Enterprise Risk Management (ERM) Advice Risk vision is to make risk meaningful via a practical, embedded and evidenced risk management and to assist our business partners to make risk informed decisions. The Incidents, Issues and Breaches team is part of the ERM team supporting the Advice businesses in the appropriate assessment,...

  • Business Process Improvement and Compliance Officer

    6 days ago

    Sydney, New South Wales, Australia AMP Limited Full time

    Job Summary">This role requires a highly motivated and organized individual with excellent communication and stakeholder management skills. As a Vendor Governance and Oversight Specialist, you will be responsible for ensuring effective vendor management practices are implemented across the Platforms business, while maintaining a strong focus on regulatory...

  • Regulatory Officer

    2 weeks ago

    Sydney, Australia Independent Pricing and Regulatory Tribunal of NSW Full time

    **Regulatory Officer, Regulation & Compliance** - Be part of safeguarding our energy future by contributing to NSW’s Net Zero Plan - Ongoing role based in Central Sydney, with flexible working conditions and hybrid working options - Work with a wide range of stakeholders to support the delivery of best practice regulatory compliance work - Perfect...

  • Regulatory Compliance Associate

    6 days ago

    Sydney, New South Wales, Australia CMC Markets Full time

    About the PositionWe are seeking a highly organized and detail-oriented professional to join our team as an Onboarding and Maintenance Associate. This is an excellent opportunity to develop your skills and experience in a fast-paced financial services environment.Your Key Responsibilities:Review and process client applications in accordance with regulatory...

  • Audit Manager

    3 weeks ago

    Sydney, Australia AMP Limited Full time

    **The opportunity** Internal Audit teams' purpose in AMP is to provide the Board and Management with objective assurance and advice, and act as a catalyst for optimising governance and risk management. Internal Audit is an independent function within AMP, reporting functionally to the Board Audit Committee. Assurance work and special purpose reviews are...

  • Product Manager

    3 weeks ago

    Sydney, Australia AMP Full time

    Product Manager - Managed Portfolios & Investments If you live in Australia or New Zealand, you've likely heard of AMP. But at a time when society is changing, we are too. We're now a nimbler business with new leadership and thinking. For us, these are exciting times. There's a real potential for big thinkers to help us redefine what financial services...

  • Principal Regulatory Officer

    2 weeks ago

    Sydney, Australia Independent Pricing and Regulatory Tribunal of NSW Full time

    **Principal Regulatory Officer, Regulation & Compliance** - Be part of safeguarding our energy future by contributing to NSW’s Net Zero Plan - Ongoing role based in Central Sydney, with flexible working conditions and hybrid working options - Work with a wide range of stakeholders to support the delivery of best practice regulatory compliance work -...

  • Compliance Manager

    3 weeks ago

    Sydney, Australia BNP Paribas Full time

    **Description of the Department**: A central team of technical experts, the Compliance team provide specialised services and expertise on technical areas on Compliance topics, such as financial security, professional ethics, market integrity, protecting interests of clients, Group policy and local regulatory obligations. They work closely with the heads of...

  • Associate Data Scientist

    2 weeks ago

    Sydney, Australia AMP Full time

    Associate Data Scientist **Help people create their tomorrow, while you create yours** We help people with their banking, super, retirement and finances. Through upturns, downturns, recessions, and major life transitions. Every day, we help people see and make more of their financial potential, so that they can create their tomorrow. And we've been doing...

  • Product Manager

    1 week ago

    Sydney, Australia AMP Full time

    Product Manager - Managed Portfolios If you live in Australia or New Zealand, you've likely heard of AMP. But at a time when society is changing, we are too. We're now a nimbler business with new leadership and thinking. For us, these are exciting times. There's a real potential for big thinkers to help us redefine what financial services could be. And...

  • Finance Sme

    4 weeks ago

    Sydney, Australia AMP Full time

    Finance SME If you could create the best digital bank in Australia, what would it look like? How would it make life easier? And what would you do to create a 6-star customer experience? We're wondering the same thing. **We're building something new** We're building the new AMP Bank: a fully digital bank with new products, delivered via a mobile app with...

  • Audit Manager

    2 weeks ago

    Sydney, Australia AMP Limited Full time

    If you live in Australia or New Zealand, you’ve likely heard of AMP. But at a time when society is changing, we are too. We’re now a nimbler business with new leadership and thinking. For us, these are exciting times. There’s a real potential for big thinkers to help us redefine what financial services could be. And turn our legacy into something even...

  • Platform Investment Analyst

    4 weeks ago

    Sydney, Australia AMP Full time

    Platform Investment Analyst If you live in Australia or New Zealand, you've likely heard of AMP. But at a time when society is changing, we are too. We're now a nimbler business with new leadership and thinking. For us, these are exciting times. There's a real potential for big thinkers to help us redefine what financial services could be. And turn our...