Investment Operations Analyst

4 weeks ago


Sydney, New South Wales, Australia Buscojobs Full time

Investment Operations Analyst | Investment Compliance

Opportunity for an experienced Investment Compliance Analyst to join a global financial institution in Sydney CBD.

Role : Investment Compliance Analyst

Location : Sydney CBD

About the Role

Mars Recruitment is currently working with a global financial institution seeking an Investment Compliance Analyst in Sydney. The role is part of the Client Delivery team and is essential to the investment compliance monitoring process, ensuring adherence to client IMAs and supporting the day-to-day investment activities.

The successful candidate will have industry experience in Investment Compliance, with the ability to interpret investment mandate agreements. The Analyst will liaise directly with clients and investment managers regarding investment guideline monitoring and ensure high-quality service delivery.

Key Responsibilities :

  1. Perform daily monitoring of investment compliance rules within client IMAs.
  2. Engage with clients and investment managers on guideline monitoring, responding to queries and resolving issues efficiently.
  3. Assist in compliance activities such as Substantial Shareholder, Exposure, and derivatives monitoring.
  4. Support service delivery with a focus on timeliness and client satisfaction.
  5. Collaborate with internal teams to enhance service quality and address operational issues.
  6. Assist in implementing and optimizing compliance processes and service improvements.
  7. Participate in new client onboarding and activity setup.
  8. Contribute to business requirement documentation, UAT, and project governance.

Skills & Experience :

  1. Ideally 2-3 years of experience in Investment Compliance or a related field.
  2. Ability to interpret investment mandates and implement rules in compliance systems.
  3. Experience investigating and resolving breaches of mandate restrictions.
  4. Strong communication skills, client-focused with excellent interpersonal abilities.
  5. Proficiency in Microsoft Excel and familiarity with financial instruments, including derivatives.
  6. Experience with Bloomberg, Hi-Portfolio (desirable).
  7. Tertiary qualification in a relevant field.

Please apply via the provided link or contact us directly for a confidential discussion.

Add your cover letter to support your application.

Upload your CV to accompany your application for this job.

Upload your CV to accompany your application for this job.

Please tick the box to consent to us using your data. Details on data usage are outlined in our privacy policy.

J-18808-Ljbffr

#J-18808-Ljbffr
  • Investment Analyst

    2 weeks ago


    Sydney, New South Wales, Australia Blackwattle Investment Partners Full time

    About the RoleWe are seeking a highly motivated Investment Analyst to join our investment team. The analyst will play a key role in supporting the portfolio manager by identifying, researching, and evaluating public equity investments for a long/short strategy. This role requires a strong understanding of financial analysis, business models, and market...

  • Investment Analyst

    2 weeks ago


    Sydney, New South Wales, Australia Blackwattle Investment Partners Full time

    About the RoleWe are seeking a highly motivated Investment Analyst to join our investment team. The analyst will play a key role in supporting the portfolio manager by identifying, researching, and evaluating public equity investments for a long/short strategy. This role requires a strong understanding of financial analysis, business models, and market...

  • Investment Analyst

    2 weeks ago


    Sydney, New South Wales, Australia Blackwattle Investment Partners Full time $104,000 - $130,878 per year

    About Blackwattle Investment PartnersBlackwattle is an Australian funds management firm dedicated to delivering outstanding outcomes for our clients. Our long-term success is underpinned by the central philosophies of Alignment, Quality and Trust.About the Role:We are seeking a highly motivated Investment Analyst to join our investment team. The analyst will...

  • Investment Analyst

    2 weeks ago


    Sydney, New South Wales, Australia Guangdong Railway Investment Co.,Ltd Full time

    **Investment analyst (Sponsor H1B, OPT or CPT, Mandarin required)****Job description**Job Title: Investment analyst (Sponsor H1B, OPT or CPT)**Job Responsibility**1. Assist in evaluating potential investment opportunities, participating in management meetings of listed companies, writing meeting minutes, etc.2. Track industry trends, assist in discovering...


  • Sydney, New South Wales, Australia Insignia Financial Ltd Full time

    Get notified about new Investment Associate jobs in United States.16,000+ Investment Associate Jobs in United StatesPrivate Equity Associate | +$1B AUM | LAIndustrials Equity Analyst - Multi-Billion Global Hedge FundPrivate Equity Associate - InfrastructureNew York City Metropolitan Area 2 weeks agoAssociate/Senior Associate, Investment (Private Equity Fund...


  • Sydney, New South Wales, Australia Insignia Financial Ltd Full time

    Get notified about new Investment Associate jobs in United States.16,000+ Investment Associate Jobs in United StatesPrivate Equity Associate | +$1B AUM | LAIndustrials Equity Analyst - Multi-Billion Global Hedge FundPrivate Equity Associate - InfrastructureNew York City Metropolitan Area 2 weeks agoAssociate/Senior Associate, Investment (Private Equity Fund...

  • Investment Analyst

    2 weeks ago


    Sydney, New South Wales, Australia Advance Human Solutions Full time

    The Investment Analyst will ensure the competitiveness of the organization by devising strategies and investment plans.Requirements and skills- Proven 5 years working experience as an Investment Analyst- Solid understanding of financial set-up, procedures, statistics and economics- Excellent investment analysis software user- Strong numeric skills- Excellent...

  • Investment Analyst

    3 weeks ago


    Sydney, New South Wales, Australia CBRE Asia Pacific Full time

    Join to apply for the Investment Analyst - Indirect Private Real Estate role at CBRE Asia PacificJoin to apply for the Investment Analyst - Indirect Private Real Estate role at CBRE Asia PacificAbout The RoleAs a CBRE Investment Management Investment Analyst - Indirect Private Real Estate, you will be responsible forJob ID230314Posted23-Jul-2025Service...

  • Investment Analyst

    2 weeks ago


    Sydney, New South Wales, Australia CBRE Asia Pacific Full time

    Join to apply for the Investment Analyst - Indirect Private Real Estate role at CBRE Asia PacificJoin to apply for the Investment Analyst - Indirect Private Real Estate role at CBRE Asia PacificAbout The RoleAs a CBRE Investment Management Investment Analyst - Indirect Private Real Estate, you will be responsible forJob ID230314Posted23-Jul-2025Service...

  • Investment Analyst

    2 weeks ago


    Sydney, New South Wales, Australia Capstone Full time

    Direct message the job poster from Capstone Recruitment Director - Property & Development Recruitment at Capstone Our client, a high-performing private investment and development group, is seeking an ambitious Investment Analyst to support their expanding portfolio of strategic investments, with a core focus on real estate development.This rare opportunity...