Senior Compliance Principal

3 weeks ago


North Sydney Council, Australia Hollard Insurance Company Pty Ltd Full time

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A great opportunity to work with largest General Insurer in Australia

Be a trusted advisor influencing ethical and strategic business decisions.

Open to candidates across Sydney, Melbourne and Brisbane - Hybrid / Remote Opportunity

About Hollard

Hollard Insurance is part of the Hollard Group of Companies and one of largest General Insurer in Australia and New Zealand. We underwrite a broad range of general insurance products, including motor, home, contents, business, bicycle and pet, in proud partnership with some of Australia's biggest consumer brands and broker businesses. As an independent and privately owned company, we believe we can go further together – for our people, customers, communities and partners – through an innovative approach to providing insurance.

Our state-of-the-art facilities in North Sydney reflect our commitment to providing innovative workspaces that support hybrid and remote work.

Your team

Hollard's Group Compliance Function (Group Compliance) forms part of the designated Line 2 Risk for the Hollard Insurance Companies and plays a key role in supporting the effective management of compliance risk, within Hollard's broader Risk Management Framework. As a part of the Group Compliance team, you will have the chance to work alongside highly experienced risk and compliance specialists in an interesting and fulfilling role, brimming with opportunities.

Duties and responsibilities

Reporting to a Lead Compliance Principal within Group Compliance, you may work in one, or a combination of the functions listed above. Compliance professionals are transferable and flexible, as a requirement of the role.

Assisting with deep-dive thematic reviews and/or analysis to identify gaps in compliance or regulatory compliance issues.

Supporting and providing compliance advice on regulatory change projects (e.g., Privacy Act Review).

Co-ordinating and overseeing the compliance incident management process, including identifying and implementing opportunities to optimise the process.

Providing compliance advice, including on the effectiveness of compliance risk management at Hollard.

Provide services to business stakeholders to ensure compliance incidents are managed effectively, accurately and in a timely manner.

Supporting regulatory lodgements or responding to Regulator requests from ASIC, APRA, the OAIC and other organisations.

Providing any other support to your team to achieve the team's objectives, as required.

Knowledge and Experience

Demonstrated experience in a Line 2 compliance role or similar function.

Must have legal experience, or insurance and/or financial services compliance experience (General insurance strongly preferred).

Good working knowledge of the regulatory compliance landscape (APRA prudential standards, Corporations Act & Regulations, ASIC Act and Regulatory Guides, Insurance Contracts Act, and the GI Code of Practice).

Sound judgement with the ability to think critically and analytically and use data driven insights to solve problems is required.

Strong and proven compliance skills.

Working at Hollard

At Hollard, you'll discover an environment where you can truly make an impact. We offer the best of both worlds – the opportunity, agility and creativity of a company growing with scale, alongside a focus on becoming a catalyst for enduring, positive, social change.

We're a tight-knit team, where authentic voices and unique perspectives matter. We work supportively, collaboratively and inclusively to help shape our future and create shared value for our communities.

Hollard proudly promotes flexible work including remote work, non-traditional work patterns, and work-family balance. We're also unapologetically committed to creating a workplace that values your diversity with a true sense of inclusion. We actively seek to hire for your different lived experiences, including as it relates to disability, ethnicity, faith, Aboriginal and Torres Strait Islander Peoples, gender diversity, sexual orientation, age, neurodiversity.

We're building something special. Working closely with our industry partners to reshape insurance for the better, we're people changing insurance.

Please note:Even if you don't meet all our selection criteria, we encourage you to apply.

A full background check will be completed on the successful applicant.

Visit the Hollard careers page to learn about how Hollard will collect, store and handle your personal information

We are NOT engaging Recruitment Agencies for this role and ask agencies to respect our policy of no unsolicited contact regarding advertised vacancies.

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Salary match Number of applicants Skills match

Your application will include the following questions:Which of the following statements best describes your right to work in Australia? What's your expected annual base salary? How many years' experience do you have in the insurance industry? How many years' experience do you have in the financial services industry? How much notice are you required to give your current employer? Please confirm your Full Legal Name Hollard conducts police and bankruptcy checks on all new employees. Do you have any convictions or current proceedings pending which may lead to a conviction? If yes, please provide details. Do you have any friends, family members, business partners or other acquaintances currently employed at Hollard? If yes, please list their full name.

Insurance & Superannuation 1,001-5,000 employees

Established in 1999, The Hollard Insurance Company Pty Ltd (Hollard) and its related entities are part of the Hollard International Group of companies, operating in Australia and New Zealand. We underwrite a broad range of general insurance products, including motor, home, contents, business, bicycle, and pet; both directly and through partnerships.

As a top 5 insurer in Australia, we are also an independent and privately owned company. Hollard works in proud partnership with a range of leading direct insurance brands as well as broker businesses to bring to market an innovative range of insurance products to serve a wide range of customer needs.

Established in 1999, The Hollard Insurance Company Pty Ltd (Hollard) and its related entities are part of the Hollard International Group of companies, operating in Australia and New Zealand. We underwrite a broad range of general insurance products, including motor, home, contents, business, bicycle, and pet; both directly and through partnerships.

As a top 5 insurer in Australia, we are also an independent and privately owned company. Hollard works in proud partnership with a range of leading direct insurance brands as well as broker businesses to bring to market an innovative range of insurance products to serve a wide range of customer needs.

To help fast track investigation, please include here any other relevant details that prompted you to report this job ad as fraudulent / misleading / discriminatory.

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