Compliance Analyst

3 weeks ago

Sydney, New South Wales, Australia ROBERT WALTERS AUSTRALIA Part time
You will be joining an established fund manager as a Compliance Analyst within a dynamic and growing team with a strong focus on development and progression.About the CompanyA leading global fund manager with a strong focus on development, support and flexibility.About the role:Responsibilities include:Ensure compliance with AFSL, ASIC regulations, and other financial laws.Maintain and update compliance policies, frameworks, and AML/CTF Program.Monitor daily operations and prepare compliance reports for management and regulators.Support staff training, incident management, and breach reporting.Review marketing and product materials for regulatory compliance.Provide compliance advice and liaise with regulators, auditors, and service providers.Assist with governance and regulatory filings (e.g.
ASIC, AUSTRAC).About the you:You have:Minimum 2 years of experience in a compliance role within financial services, preferably in investment or funds management.Strong understanding of ASIC, ASX, the Corporations Act, AML regulations, and other relevant compliance frameworks.Experience reviewing PDS/TMD documents, managing product due diligence, and ensuring marketing material compliance.Strong analytical and communication skills.Proactive, team-oriented approach.Aboriginal and Torres Strait Islander Peoples are encouraged to apply.To apply please click apply or call Davy Culliton on for a confidential discussion.About the jobContract Type: PermanentFocus: Investment ManagementWorkplace Type: HybridExperience Level: AssociateLocation: Sydney CBDContract Type: PermanentSpecialism: Banking & Financial ServicesFocus: Investment ManagementIndustry: Financial ServicesSalary: NegotiableWorkplace Type: HybridExperience Level: AssociateLocation: Sydney CBDFULL_TIMEJob Reference: PUUAO9-9 C192 AC7Date posted: 11 June 2025Consultant: Davy Cullitonsydney banking-financial-services/investment-management 2025-06 07-11 financial-services Sydney CBD New South Wales AU Robert Walters true

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