Risk, Quality

2 weeks ago


Newcastle, New South Wales, Australia Cutcher & Neale Full time

Newcastle
Cutcher & Neale has been recognised as a
Winner for Employer of Choice in The Australian Business Awards 2021.

The opportunity


We are looking to welcome a
Risk, Quality & Compliance Manager to our
Newcastle team to work with our Head of Risk & Compliance to drive risk culture, manage internal processes and procedures and provide advice to the Executive Team.

We're proud of our flexible work options and support our team to find a great work-life balance. This is a
part-time** position (24 hours per week) and we're happy to discuss flexibility options to find the right fit for you

Key Responsibilities:

  • Manage compliance risks across the firm including AML / CTF, AFSL, ACL, CAANZ etc.
  • Provide training and support on risk & compliance matters
  • Monitoring incidents, breaches and complaints and liaising with the Executive Team to embed controls
  • Manage relationships with internal and external stakeholders to ensure compliance with regulatory requirements and standards
  • Advise on changes to laws and regulations that may affect the company's compliance obligations
  • Review and approve marketing materials and other external communications for compliance with applicable laws and regulations

Key Requirements:

  • Tertiary degree qualifications in law, commerce, economics, finance, or related field
  • Minimum of 2x years' experience in a Compliancebased position in the financial services industry
  • Experience with AML/CTF, AFSL and ACL licensing requirements highly regarded
  • Experience with working with ASIC highly regarded
**If you would like to join our team, we'd love to hear from you. Please submit a brief cover letter along with a resume detailing your experience.
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