Investment Compliance Specialist

1 week ago


Sydney, New South Wales, Australia Perigon Group Full time
A newly created role with a growing well know brand

  • Fantastic salary, bonus and benefits on offer
  • Excellent working flexibility, 1 day required in the office


The Investment Compliance Specialist is a member of the Investment Services & Compliance team and helps deliver outcomes for the broader Investment Operations.

This role is responsible for doing the day-to-day activities involving the monitoring of the Funds investment compliance function.

Day to Day:

  • Work collaboratively with the custodian to uplift the compliance monitoring processes and oversight.
  • Contribute to the development and maintenance of common compliance procedures and frameworks for the monitoring of investment managers.
  • In conjunction with the team, contribute to annual financial audit, external audit and regulator requests and new manager valuation review.
  • Contribute to the development and maintenance of compliance monitoring activities.
  • Day to day oversight of the Funds investment compliance function and mandate monitoring.
  • Participate in risk and control assessments for the team and assist in implement suitable controls and mitigators to ensure risks are managed appropriately.
  • Contribute to Board and Committee paper submissions as required, particularly the quarterly compliance report.

Requirements:

  • Between 3 5 years of experience in a similar role within Investment Compliance, within an Asset Manager, Superannuation Fund or Custodian
  • Strong knowledge of investment structures, specifically unlisted assets
and valuation methodologies

  • Knowledge and understanding of risk management frameworks
  • An excellent attitude to work and a the team environment

Benefits:

  • An excellent team and working environment
  • Opportunity to travel if preferred not necessary
  • WFH flexibility only one day required in the office
  • Brand new office in the heart of Sydney CBD
  • A great salary, bonus and benefits structure


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