Consultant - Obligations Management

1 week ago

Melbourne, Victoria, Australia Northern Trust Full time

  • Northern Trust
Melbourne, Australia

Posted 1 hour ago Permanent Competitive

About Northern Trust:


Northern Trust, a Fortune 500 company, is a globally recognized, award-winning financial institution that has been in continuous operation since 188- Northern Trust is proud to provide innovative financial services and guidance to the world's most successful individuals, families and institutions by remaining true to our enduring principles of service, expertise and integrity.

With more than 130 years of financial experience and over 22,000 partners, we serve the world's most sophisticated clients using leading technology and exceptional service.


Role Summary:


As part of the Regulatory obligations management team, the Consultant, Obligations Management will support the Head of Regulatory Obligations Management on the management of The Northern Trust Company's (TNTC) regulatory obligations, including maintaining the obligation's library and mapping of compliance obligations to key controls.


  • The Consultant will also support the coordination and execution of the compliance risk assessment program in Australia independently analyse and challenge risks identified and the related controls assessments. You will also support in conducting deep dives into regulatory focus areas, capture Australian relevant regulatory requirements into the GRC system, monitoring and reviewing accuracy of data in GRC system relating to rules management, with a particular focus on APRA and ASIC requirements.

What you will do:

  • Assists in advising business partners, including senior management, on the compliance obligations including keeping them informed of developments or changes that may affect their area.
  • Assists with the management of corporate compliance obligations, including privacy, conflicts of interest and AFSL management
  • Assists with developing and maintaining an obligations register and acts as a contact point within the Company for Compliance obligations inquiries from partners.
  • Providing advice and challenge on education and training requirements that certain teams must meet so TNT can comply with Compliance Obligations
  • Provides oversight and challenge to risks identified and control assessments of Business Units/ First Line and any business decisions across all material risk classes which may adversely affect TNTC
  • Support execution of the compliance monitoring program
  • Assists with monitoring compliance with legal and regulatory requirements and internal policies and assists the business to understand and comply with these obligations
  • Developing training for business on core compliance obligations and advice the People team on appropriate content to be included in compliance owned training modules
  • Supports performance of deepdive reviews into risk/compliance themes including current and future state for potential risks, emerging issues and opportunities
  • Supports senior management in developing reporting for compliance obligations
  • Support monitoring and reporting of compliance linked audit matters.
  • Engages and influences the Regulatory change and obligations management team and broader teams within TNTC to drive a strong risk management culture
  • Interacts with business partners, regulators, and internal and external auditors on regulatory topics.
  • Assists management to work towards the Company's strategic goals.

About You:

  • Proven experience in Compliance and/or risk management
  • Demonstrated experience in compliance management related matters in a medium to large organisation within a complex environment experience with compliance obligations, controls design and risk assessments preferred
  • Strong working knowledge of obligations for the Wealth Industry, with a focus on ASIC and APRA or exposure to compliance and risk management frameworks preferred
  • Ability to operate independently
  • Experience in stakeholder management or a proven ability to influence stakeholders
  • Experience in leading/facilitating crossfunctional committee meetings
  • Positive attitude to change, constantly looking for better ways of doing things and challenging statusquo
  • Degree in law, business administration or relevant field (desirable)
  • Qualification in compliance management related field (desirable).

Working with Us:

As a Northern Trust partner, greater achievements await.

You will be part of a flexible and collaborative work culture in an organization where financial strength and stability is an asset that emboldens us to explore new ideas.

Movement within the organization is encouraged, senior leaders are accessible, and you can take pride in working for a company committed to assisting the communities we serve Join a workplace with a greater purpose.

- "
  • In Australia, we are actively involved in many ways with both community and diversity organisations, which includes paid volunteer days. For families, we offer a very generous parental leave scheme, and all staff have access to s

  • Consultant - Obligations Management

    2 weeks ago

    Melbourne, Victoria, Australia Northern Trust Corp. Full time

    About Northern Trust:Northern Trust, a Fortune 500 company, is a globally recognized, award-winning financial institution that has been in continuous operation since 1889.Northern Trust is proud to provide innovative financial services and guidance to the world's most successful individuals, families and institutions by remaining true to our enduring...

  • Consultant

    1 week ago

    Melbourne, Victoria, Australia Macdonald Consultancy Full time

    Company DescriptionMacdonald Consultancy is a Melbourne-based consultancy with a national client base delivering facilities and asset management consultancy services. With a diverse portfolio of clients in various sectors, including government, healthcare, custodial, leisure, transportation, and education, Macdonald Consultancy is dedicated to supporting...

  • Consultant/Senior Consultant

    1 week ago

    Melbourne, Victoria, Australia Advanced Personnel Management Full time

    As a Consultant/Senior Consultant, you will partner with clients to deliver a broad range of services that enhance wellbeing and workplace performance. You will scope solutions and deliver practical, evidence-based assessments and interventions, such as psychological risk reviews, cultural change, proactive wellbeing programs, and capability development for...

  • Consultant/Senior Consultant

    2 weeks ago

    Melbourne, Victoria, Australia Advanced Personnel Management Full time

    As a Consultant/Senior Consultant, you will partner with clients to deliver a broad range of services that enhance wellbeing and workplace performance. You will scope solutions and deliver practical, evidence-based assessments and interventions, such as psychological risk reviews, cultural change, proactive wellbeing programs, and capability development for...

  • Consultant/senior Consultant

    1 week ago

    Melbourne, Victoria, Australia Advanced Personnel Management Full time

    As a Consultant/Senior Consultant, you will partner with clients to deliver a broad range of services that enhance wellbeing and workplace performance.You will scope solutions and deliver practical, evidence-based assessments and interventions, such as psychological risk reviews, cultural change, proactive wellbeing programs, and capability development for...

  • Senior Consultant – Carbon And Climate

    1 week ago

    Melbourne, Victoria, Australia Environmental Resources Management Full time

    Senior Consultant – Carbon and Climate page is loaded Senior Consultant – Carbon and Climate Applylocations Melbourne, Australia Brisbane, Australia Sydney, Australiatime type Full timeposted on Posted 10 Days Agojob requisition id R ERM is seeking a motivated Senior Consultant to join our Corporate Sustainability and Climate Change team in...

  • Health Management Consultant

    1 week ago

    Melbourne, Victoria, Australia NAB - National Australia Bank Full time

    Work type: Permanent Part timeLocation: NSW- Sydney CBD, QLD- Brisbane inner, VIC- Melbourne CBDIt's more than a career at NAB. It's about more opportunity, more moments to make a difference and more focus on you.Your job is just one part of your life. When you bring your ideas, energy, and hunger for growth to us, you'll be recognised and rewarded for your...

  • Sales & Design Consultant

    2 weeks ago

    Melbourne, Victoria, Australia Bespoke Career Management Full time

    Salary:A$ ,000 per annum- Job type:Permanent- Location:Melbourne- Sector:Business Support- Job Ref:65345About this role:A high-end Design and Building Company that specializes in modular homes and commercial buildings that are innovative, sustainable and beautiful is looking for a client-facing Sales & Design Consultant.Join a dynamic industry leading...

  • Sales Consultant

    2 weeks ago

    Melbourne, Victoria, Australia Bespoke Career Management Full time

    Salary:A$ per annum- Job type:Permanent- Location:Melbourne- Sector:Architectural and Interior products- Job Ref:65055About this role:An Australian owned, importer of leading designerRugs and Furniture is looking for aSales Consultant based in their stunning Armadale Showroom.Key Responsibilities: Manage endtoend sales for residential and retail...

  • Senior Rehabilitation Consultant

    1 week ago

    Melbourne, Victoria, Australia Advanced Personnel Management Full time

    About APM Work Care APM understands that prevention and proactive management of injuries in the workplace is critically important to organisations.We work with employers and their staff to minimise the personal and business impact of injuries, illness and disability through prevention, rehabilitation and training.Organisations rely on the work of our...

  • Sales & Design Consultant

    2 weeks ago

    Melbourne, Victoria, Australia Bespoke Career Management Full time

    Sector:Architectural and Interior products- Job Ref:61561About this role:Join a dynamic industry leading company with fantastic team culture and be rewarded with a great workplace structure and management.Key Responsibilities Be the face of the company and first point of call Schedule and facilitate client onsite consultations Guide potential clients through...

  • Senior Rehabilitation Consultant

    2 weeks ago

    Melbourne, Victoria, Australia Advanced Personnel Management Full time

    About APM Work CareAPM understands that prevention and proactive management of injuries in the workplace is critically important to organisations.We work with employers and their staff to minimise the personal and business impact of injuries, illness and disability through prevention, rehabilitation and training.Organisations rely on the work of our...

  • Analyst/consultant- Risk Management

    1 week ago

    Melbourne, Victoria, Australia KPMG Full time

    We have a new role available within Risk Management's Monitoring & Compliance Team in Melbourne or Sydney for an Analyst/Consultant to support KPMG Australia in complying with its obligations under ISQM 1 and other requirements.Are you ready to leverage your existing audit and compliance capabilities in a new and challenging environment?Join Risk...

  • SAP Payroll Consultant

    1 week ago

    Melbourne, Victoria, Australia Redwolf + Rosch Full time

    Consultants (Information & Communication Technology)Full timeAdd expected salary to your profile for insightsLooking forSAP Payroll Consultant (Functional)for full time position(permanent)role.The core objectives and responsibilities of a SAP Payroll Consultant include:Delivering Consulting Services to customers/business in designing, implementing and...

  • Sap Payroll Consultant

    1 week ago

    Melbourne, Victoria, Australia Redwolf + Rosch Full time

    Consultants (Information & Communication Technology) Full time Add expected salary to your profile for insights Looking for SAP Payroll Consultant (Functional) for full time position (permanent) role.The core objectives and responsibilities of a SAP Payroll Consultant include: Delivering Consulting Services to customers/business in designing, implementing...

  • Reservations Consultant

    1 week ago

    Melbourne, Victoria, Australia Corporate Travel Management Full time

    Melbourne CBD Location - opposite Southern Cross Station Base Salary + Super + Travel Discounts, Health and Wellness perks Hybrid WFH flexibility + full training provided + career developmentCheck out "Why work for CTM?AsAccommodation Reservations Consultant you provide premium front line customer service to all Australian Government Agency Customers. A...

  • Sales Design Consultant

    2 weeks ago

    Melbourne, Victoria, Australia Bespoke Career Management Full time

    Sector:Architectural and Interior products- Job Ref:62884About this role:Our client is a leading retailer of Luxury Furniture in Australia and an opportunity has now become available for a Sales Design Consultant within their stunning showroom.This exciting opportunity will see you work one on one with clients to create seamless interior design solutions,...

  • Senior Consultant – Carbon and Climate

    1 week ago

    Melbourne, Victoria, Australia Environmental Resources Management (ERM) Full time

    Senior Consultant – Carbon and Climate page is loaded Senior Consultant – Carbon and Climate Apply locations Melbourne, Australia Brisbane, Australia Sydney, Australia time type Full time posted on Posted 10 Days Ago job requisition id R ERM is seeking a motivated Senior Consultant to join our Corporate Sustainability and Climate Change team in...

  • Senior Consultant – Carbon and Climate

    1 week ago

    Melbourne, Victoria, Australia Environmental Resources Management (ERM) Full time

    Senior Consultant – Carbon and Climate page is loadedSenior Consultant – Carbon and ClimateApplylocationsMelbourne, AustraliaBrisbane, AustraliaSydney, Australiatime typeFull timeposted onPosted 10 Days Agojob requisition idR ERM is seeking a motivated SeniorConsultant to join our Corporate Sustainability and Climate Change team in Sydney/Melbourne. We...

  • Sales Consultant

    1 week ago

    Melbourne, Victoria, Australia Bespoke Career Management Full time

    Sector:Architectural and Interior products- Job Ref:61446About this role:An exciting opportunity has emerged for a VIC Sales Consultant to join a market leader in the Australian commercial furniture industry. With collections of locally designed and manufactured furniture, as well as international brands that they represent on an exclusive basis, their...