Compliance Analyst

2 weeks ago


Melbourne, Victoria, Australia capital Full time
Compliance Analyst (Entry Level)


To support and liaise with the internal group Back Office team, ensuring Australian-based clients are supported and experience a seamless trading journey with Capital Com Australia.


Experience / Knowledge / Skills:

  • Great attention to detail
  • Can work towards deadlines
  • Ability to learn new systems and tools quickly
  • Strong and dynamic team player: builds relationships and consults with others
  • An interest in AML, KYC or payments
  • Positive and proactive attitude

Duties & Responsibilities:

  • Assist team members in any capacity on a daytoday basis
  • Act as a point of contact for team queries, providing support and guidance on policy, procedure, and technical queries
  • Undertake AML and Sanctions screening, KYC onboarding verification, transactions, and ongoing monitoring and guide the team on these topics
  • Review automated transaction alerts and escalate them to relevant departments.
  • Assisting the Back Office team to ensure they remain up to date with all training requirements and understand changes to Australian AML/CFT regulations regulations
  • Provide feedback to the direct manager on issues, trends, training needs, enhancements, and support in drafting and actioning any required next steps
  • Process client's deposit and withdrawal transactions as a part of the team
  • Review client onboarding to ensure it is meeting the AML/CTF requirements
Job ID 3lloJ08cL36f
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