Investment Operations

2 weeks ago


Sydney, New South Wales, Australia Anton Murray Consulting Full time
Sydney- Asset Management- PermanentOur client is a boutique
Asset Manager focused on
International equities.

Client services, corporate actions, onboarding, AML, equity settlements, dealer assistant, stock transfers.

Key Responsibilities

  • Onboarding of clients, account opening and maintenance of records in line with AML/CTF
  • Management of equity and FX settlement obligations including stock transfers, cash transfers; corporate action management; facilitation of order execution.
  • Liaise with third party custody and administration team to coordinate cash and stock transfers, corporate actions, and international trading execution.
  • Take lead on management of service provider relationships
  • Assisting with payment of suppliers, invoicing of clients and financial record keeping of the business

Competencies and experience

  • A minimum of 3 years' experience in a similar role within wealth management, stockbroking or funds management
  • Experience in equity trading and order management
  • RG146 accreditation or equivalent
  • Degree qualified
  • Experience with IRESS highly desirable
  • Good knowledge of Microsoft Office Suite


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