Compliance Officer

2 weeks ago

Sydney, New South Wales, Australia TMGM Full time

Responsibilities:

  • Serve as the primary point of contact for all compliancerelated inquiries and issues pertaining to the licenses under management.
  • Support internal and external audits, as well as regulatory reviews, by providing necessary documentation and information.
  • Assist in the establishment of local bank accounts for licensed entities.
  • Stay updated on changes in regulations and ensure compliance with applicable laws and regulations.
  • Collaborate with crossfunctional teams to develop and implement compliance policies, procedures, and controls.
  • Conduct periodic compliance assessments and reviews to identify areas for improvement and implement remedial actions as necessary.
  • Assist in the resolution of compliance issues, including the investigation of potential breaches and the implementation of corrective measures.
  • Adhoc duties as requested.

Requirements:

  • Bachelor's degree in Law or related field. Advanced degree preferred.
  • Minimum of two years of experience in compliance or legal roles, preferably in the financial services industry.
  • Strong proficiency in Microsoft Office suite.
  • Strong attention to detail and organizational skills.
  • Excellent communication and interpersonal abilities.
  • Ability to multitask and prioritize tasks effectively.

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