General Manager Advice Governance, Risk and

1 week ago

Sydney, New South Wales, Australia Insignia Financial Full time
General Manager Advice Governance, Risk and Assurance

  • Be part of an exciting new business
  • Sydney Location
  • Rhombus Advisory

The Role


In this role you will be responsible for leading a team who support the management of risk and compliance obligations, and delivery of assurance services, relating to the provision of personal financial advice and services by Rhombus Advisory, its Licensees and its Authorised Representatives.


This role involves the ongoing monitoring, investigation, and coaching/education of Authorised Representatives to adhere to Rhombus Advisory advice governance and assurance frameworks and professional standards across Rhombus Advisory Licensees.


Reporting to the CEO, you will play a key role in the leadership team and contribute to a high performing culture that values hands on leaders, problem solvers and entrepreneurial minds who want to make a difference.


Key Responsibilities:

  • Continuously improve and manage Rhombus Advisory, Advice Assurance and Governance Frameworks
  • Develop and execute an Advice Audit Schedule for timely monitoring and supervision of all Authorised Representatives
  • Investigate, analyze and assess specific advice events through targeted reviews
  • Deliver recommendations and track remedial actions to ensure Rhombus Advisory's Authorised Representative's operate in line with expected standards
  • Design and implement sustainable business controls to ensure operational efficiency and effectiveness
  • Advocate and promote strong 1st Line of defence practices and procedures

To be successful in this role you will possess:

  • Solid Legal/Risk background within financial advice industry
  • Strong knowledge of regulatory, legislative change and the Advice Process
  • Operational experience in managing teams and effectively implementing advice solutions and services to clients
  • Proven track record delivering complex projects and change management
  • Advanced commercial acumen and the ability to consider multiple viewpoints
  • Ability to proactively identify continuous improvement opportunities
  • Tertiary qualification in Law, Business highly regarded

Benefits

  • Development opportunities at an ASX top 200 company
  • A professional, supportive and friendly culture
  • A range of corporate and lifestyle benefits

The Business
Insignia Financial is one of Australia's leading wealth management organisations, undertaking a rapid and exciting transformation. The Insignia Financial group has been helping Australians secure their future since 1846.

Over the decades, we have grown substantially to become a leading provider of quality financial services and are listed on the Australian Securities Exchange in the ASX top 200 (ASX:
IFL).

To Apply
Please submit your resume with a covering letter by clicking on "."


Applicants will be required to provide evidence of their eligibility to work in Australia, and at a minimum be required to undertake police and basic credit checks as a condition of employment.

Job ID 6750

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