Risk & Regulatory Consultant - Promontory Financial

2 weeks ago

Sydney, New South Wales, Australia IBM Full time

Introduction
Promontory Financial Group, a business unit of IBM Consulting, is the premier consulting firm for financial services companies worldwide. Promontory Financial Group excels at helping clients resolve critical issues, particularly those with a regulatory dimension.

Promontory professionals have unparalleled regulatory experience and insight, and provide our clients with frank, proactive advice informed by best practices and regulatory expectations.


As a Risk & Compliance Consultant at Promontory Financial Group, you will help reinvent businesses and industries by developing and utilising specialised knowledge of industry-specific competitive strategies.

You'll manage complex components of an engagement, working closely with clients and their customers to understand their pain points.

Your Role and Responsibilities

As a member the Promontory Australasia team at IBM you will contribute to the firm's global efforts to provide clients with solutions to challenging strategic, risk management, and regulatory compliance issues.

Our growing team of specialists offer the following services across Prudential, Conduct and AML/CTF/KYC Regulation:

  • Remediation Services
  • Independent assurance to regulators and firms over remediation programs
  • Compliance and Risk Management Advisory
  • Advice on risk governance and management policies and procedures


 Regulatory Framework Advisory
  • Advising regulators on building regulatory frameworks


 RegTech
  • Working with IBM to leverage their technology to develop cognitive/AI based compliance solutions


 Regulatory Liaison Advisory
  • Helping our clients navigate relationships with Regulators


As an Associate, you will work with a multi-disciplinary team helping banks, wealth management businesses and other financial institutions including Regulators solve regulatory and compliance problems, design or restructure operational processes to better manage and mitigate both financial and non-financial risk and use technology to improve effectiveness and compliance with regulatory obligations.


Roles and Responsibilities
As an Associate you will demonstrate your ability to:

  • Contribute to projects on a day-to-day basis to ensure delivery to schedule and budget.
  • Assisting the senior engagement staff member in managing client interactions, daytoday activities, and prioritisation of project tasks.
  • Working autonomously, undertaking analysis as directed and taking responsibility for the preparation of project deliverables, including reports and presentations.

Required Technical and Professional Expertise

  • An undergraduate degree in either Accounting, Commerce, Finance, or Law with postgraduate qualifications highly regarded.
  • Minimum 3 years' experience in financial services, consulting, Regulator, compliance, risk management, governance or legal.
  • Demonstrated experience working collaboratively within project teams to address complex issues in high pressure situations. Track record working in a fastpaced and unstructured environment.

Preferred Technical and Professional Expertise

  • A good understanding of Australia's system of financial regulation which applies to our client base and an understanding of the businesses in which our clients operate.
  • Ability to work effectively as a member of the engagement team on daytoday aspects of engagement activities and an ability to work with clients.
  • Ability to establish and maintain positive relationships within teams.
  • Strong analytical skills.
  • Strong oral skills, with demonstrated ability to communicate clearly, simply and logically.
  • Strong written communication skills with, the ability to construct wellfounded, clear, and concise analyses and recommendations.
  • Strong attention to detail.
  • Developing ability to handle complex information, solve problems, and manage multiple tasks.
  • Ability to work closely with, to establish and maintain positive working relationships and communicate effectively with clients.
  • Strong commitment to integrity and ethics.

About Business Unit
IBM Consulting is IBM's consulting and global professional services business, with market leading capabilities in business and technology transformation.

With deep expertise in many industries, we offer strategy, experience, technology, and operations services to many of the most innovative and valuable companies in the world.

Our people are focused on accelerating our clients' businesses through the power of collaboration. We believe in the power of technology responsibly used to help people, partners and the planet.


In a world where technology never stands still, we understand that, dedication to our clients success, innovation that matters, and trust and personal responsibility in all our relationships, lives in what we do as IBMers as we strive to be the catalyst that makes the world work better.

Being an IBMer means you'll be able to learn and develop yourself and your career, you'll be encour

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