Compliance Analyst
1 month ago
This is a newly created Analyst role in this large, top-tier professional services firm. You'll play a critical role in ensuring all of the processes involved in taking on a new client matter are adhered to and in accordance with the firm's risk management procedures.
Specifically this will include carrying out conflict checks for client approval, matter management, anti-money laundering checks, tracking of client retainers, monitoring information barriers and liaising where appropriate with support in other offices.
Furthermore, you will ensure that the maintenance of the client and matter data in the Firm's Practice Management system is accurate and up to date and will work to ensure that the team are able to provide an efficient function for the business including supporting overseas offices for the matter set up process.
You are degree qualified, ideally with experience in the legal sector (or other professional services), in accounting, finance, compliance or risk. This role is ideally suited to someone looking to take these skills and use them in a more analytical, operational role, where you're able to learn new skills and liaise with a wide range of stakeholders.
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Risk and Compliance Analyst
1 week ago
Sydney, New South Wales, Australia Compliance and Risk Management Recruitment Full timeBanking & Finance Analyst Sydney Contract18th August, 2023:Our client is a well-known organisation in the financial markets space. They are looking for a Risk and Compliance Analyst to support the execution of the enterprise compliance framework in relation to a key project.Reporting to the Senior Manager of Enterprise Compliance, responsibilities will...
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Compliance Analyst
2 weeks ago
Sydney, Australia Apex Group Ltd Full timeCompliance Analyst **Description** Apex Group is looking for a Compliance Analyst to coordinate and report on incidents, breaches and complaints. This full-time role is based in Sydney. As a Compliance Analyst, you will coordinate and report on incidents, breaches and complaints. You will also develop and implement solutions with the business to improve...
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Compliance Analyst
1 week ago
Sydney, New South Wales, Australia Allianz Popular SL. Full timeCompliance Analyst / Senior Analyst, Claims & Workplace COMPLIANCE ANALYST / SENIOR ANALYST – CUSTOMER & OPERATIONS DIVISION (CLAIMS AND WORKPLACE) | SYDNEY, NSW At Allianz, we're proud to be one of the world's leading insurance and asset management brands, with a workforce as diverse as the world around us. We care about our customers, which is why we...
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Compliance Analyst
2 months ago
Sydney, Australia Apex Group Ltd Full time**Description** Apex Group is looking for a Compliance Analyst to coordinate and report on incidents, breaches and complaints. This full-time role is based in Sydney. As a Compliance Analyst, you will coordinate and report on incidents, breaches and complaints. You will also develop and implement solutions with the business to improve the quality of...
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Compliance Analyst
2 months ago
Sydney, Australia LRI Invest Full timeDescription Apex Group is looking for a Compliance Analyst to coordinate and report on incidents, breaches and complaints. This full-time role is based in Sydney. As a Compliance Analyst, you will coordinate and report on incidents, breaches and complaints. You will also develop and implement solutions with the business to improve the quality of service to...
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Compliance Analyst
1 day ago
Sydney, Australia LRI Invest Full timeDescription Apex Group is looking for a Compliance Analyst to coordinate and report on incidents, breaches and complaints. This full-time role is based in Sydney. As a Compliance Analyst, you will coordinate and report on incidents, breaches and complaints. You will also develop and implement solutions with the business to improve the quality of service to...
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Group Compliance Analyst
2 months ago
Sydney, Australia Anton Murray Consulting Full timeSydney- Ancillary Areas- PermanentOur client is a leading European investment bank, seeking an experienced Group Compliance Analyst. This is an exceptional opportunity to work as part of a small Compliance team in close support of the Compliance Manager to manage a diverse set of compliance functions, across several lines of business. The Compliance Analyst...
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Group Compliance Analyst
1 week ago
Sydney, New South Wales, Australia Anton Murray Consulting Full timeSydney- Ancillary Areas- PermanentOur client is a leading European investment bank, seeking an experienced Group Compliance Analyst. This is an exceptional opportunity to work as part of a small Compliance team in close support of the Compliance Manager to manage a diverse set of compliance functions, across several lines of business.The Compliance Analyst...
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Compliance Analyst
4 weeks ago
Sydney, Australia Global Loan Agency Services Limited Full timeCompliance Analyst Compliance Analyst Location: Sydney or Melbourne **Salary**: Competitive Work Type: Hybrid Working Position Summary GLAS have an opportunity for an experienced Compliance Analyst to join this growing and dynamic Global firm in our Compliance team, based in our Sydney or Melbourne office primarily supporting the Australian business,...
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Compliance Analyst
3 weeks ago
Sydney, Australia Global Loan Agency Services Limited Full timeCompliance Analyst Compliance Analyst Location: Sydney or Melbourne **Salary**: Competitive Work Type: Hybrid Working Position Summary GLAS have an opportunity for an experienced Compliance Analyst to join this growing and dynamic Global firm in our Compliance team, based in our Sydney or Melbourne office primarily supporting the Australian business,...
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Investment Compliance Analyst
2 months ago
Sydney, Australia Anton Murray Consulting Full timeSydney- Asset Management- Contract or TemporaryThis is an exceptional new **6-month contract **as an **Investment Compliance Analyst** that has just become available with **a prominent global custody services client** in their **Sydney** office. Our client is a prominent global financial services firm, with a thriving Australian custody services business....
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Compliance Analyst
2 months ago
Sydney, Australia Keegan Adams Full time$350 per day + Super - Work from home Fridays - Sydney CBD location Incredible opportunity to **collaborate** with and support the Head of Risk and Compliance and work with a **Highly Reputable Investment Manager** in the **CBD.** Our client is a **Global Investment Manager** with an outstanding name in the market due its strong international performance...
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Investment Compliance Analyst
1 week ago
Sydney, New South Wales, Australia Anton Murray Consulting Full timeSydney- Asset Management- Contract or TemporaryThis is an exceptional new 6-month contract as an Investment Compliance Analyst that has just become available with a prominent global custody services client in their Sydney office.Our client is a prominent global financial services firm, with a thriving Australian custody services business. As part of their...
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Markets Compliance Analyst
4 weeks ago
Sydney, Australia Anton Murray Consulting Full timeSydney- Ancillary Areas- PermanentOur client is a leading derivatives trading firm, with offices around the world, seeking a Markets Compliance Analyst to join their Sydney team. The role will be a trading floor location role, acting as the Compliance Analyst for the APAC entities. You will be part of a team of four staff across Sydney and Hong Kong, and...
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Markets Compliance Analyst
1 week ago
Sydney, New South Wales, Australia Anton Murray Consulting Full timeSydney- Ancillary Areas- PermanentOur client is a leading derivatives trading firm, with offices around the world, seeking a Markets Compliance Analyst to join their Sydney team.The role will be a trading floor location role, acting as the Compliance Analyst for the APAC entities. You will be part of a team of four staff across Sydney and Hong Kong, and...
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Compliance Analyst
1 week ago
Sydney, New South Wales, Australia Global Loan Agency Services Limited Full timeCompliance AnalystCompliance AnalystLocation: Sydney or MelbourneSalary: CompetitiveWork Type: Hybrid WorkingPosition SummaryGLAS have an opportunity for an experienced Compliance Analyst to join this growing and dynamic Global firm in our Compliance team, based in our Sydney or Melbourne office primarily supporting the Australian business, but also...
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Compliance Analyst
4 weeks ago
Sydney, Australia Global Loan Agency Services Limited Full timeCompliance Analyst Location: Sydney or Melbourne **Salary**: Competitive Work Type: Hybrid Working Position Summary GLAS have an opportunity for an experienced Compliance Analyst to join this growing and dynamic Global firm in our Compliance team, based in our Sydney or Melbourne office primarily supporting the Australian business, but also providing...
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Investment Compliance Analyst
2 months ago
Sydney, Australia Anton Murray Consulting Full timeSydneyAsset ManagementPermanentThis is an exceptional new Investment Compliance Analyst role that has just become available with a prominent global firm in their Sydney office.Our client is a prominent global financial services firm, with a thriving Australian custody services business as part of their small Investment Compliance team. The role sits...
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Investment Compliance Analyst
3 weeks ago
Sydney, Australia Anton Murray Consulting Full timeSydneyAsset ManagementPermanentThis is an exceptional new Investment Compliance Analyst role that has just become available with a prominent global firm in their Sydney office.Our client is a prominent global financial services firm, with a thriving Australian custody services business as part of their small Investment Compliance team. The role sits...
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Risk and Compliance Analyst
1 week ago
Sydney, Australia Allianz Australia Full timeAt Allianz, we care for all the things that make you, you. For feeling like you belong. For a place where learning never stops. For growing new skills and opening up exciting possibilities. For your curiosity to thrive and help transform an industry. And when life twists, there’s flexibility for balance and the support you need. We know that flexible work...