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Head of Compliance, Australia
1 month ago
About Vanguard
More than 45 years ago, John C. Bogle had a vision to start an investment company that did things differently. A company with no external shareholders. Where all the profits were invested back into the business and used to lower costs. Evidently, it was as bold as it was brilliant. To this day, Vanguard Group still has no external shareholders. That means no share prices to protect, and no profits to generate for outside owners.
Today, Vanguard is one of the world’s largest investment management companies, serving more than 50 million investors worldwide. For more than 25 years Vanguard Australia has been supporting individual investors, financial advisers, and more recently, superannuation members to achieve their long-term financial goals.
The Team & Opportunity
The Head of Compliance will provide strategic leadership and direction over a dynamic and fast-paced compliance environment. As a key member of the senior leadership team, the successful candidate in this role will lead initiatives to enhance and embed effective and sustainable compliance risk management activities while developing and maintaining a comprehensive compliance program and resulting framework to protect Vanguard's reputation. Additionally, the individual in this role will work closely with the Head of the Office of General Counsel, Vanguard Australia, and applicable stakeholders to identify and respond to ongoing regulatory changes and implement required policies and procedures inclusive of appropriate operational and compliance oversight. The Head of Compliance is a member of the Office of General Counsel leadership team and senior leadership cohort of Vanguard Australia.
In this role you will:
What it Takes:
How We Work
Vanguard has implemented a hybrid working model for the majority of our crew members, designed to capture the benefits of enhanced flexibility while enabling in-person learning, collaboration, and connection. We believe our mission-driven and highly collaborative culture is a critical enabler to support long-term client outcomes and enrich the employee experience.
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Head of Compliance, Australia
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