Advice Assurance Consultant
5 hours ago
About Us
At UniSuper, we are dedicated to delivering exceptional retirement outcomes for our members. With a long history in the University sector, we are a place where future-minded Australians come together. Our culture is focused on being the best place to work in superannuation, driven by our values of genuine care, being better together, and a passion for outcomes. Our Advice business unit brings together all customer-facing teams with the ambition to deliver a consistently high-quality end-to-end service and advice experience
The Role
As an Advice Assurance Consultant, you will play a crucial role in ensuring that the advice and information provided to our members and clients meet regulatory obligations and are appropriate for them. You will be responsible for executing a robust Monitoring and Supervision (M&S) program, reviewing client files, observing meetings, and assessing the quality of interactions. Your insights will help maintain and improve the quality of advice and information provided, ensuring that UniSuper is well-positioned to achieve satisfactory internal and external review findings
Key Responsibilities
- Develop and maintain policies, processes, and tools that underpin a quality M&S program.
- Record outcomes of M&S activities and identify further requirements based on observed outcomes.
- Share insights and reports on the performance of individual advisers and teams.
- Collaborate with advisers and stakeholders to maintain high standards in the financial planning environment.
- Prepare and conduct training sessions to improve the overall quality of advice and adherence to standards
About You
You are passionate about delivering high-quality advice and have a sound understanding of both general and personal advice. You thrive in a collaborative environment and have excellent stakeholder management skills. Your experience in financial planning, compliance, and risk consulting, along with your ability to interpret financial planning laws and regulations, will be key to your success in this role
Key Criteria
- Experience in financial planning as an Adviser, Compliance and Risk Consultant, or Paraplanner.
- Detailed understanding of relevant obligations and their application.
- Excellent stakeholder and relationship management skills.
- Ability to work collaboratively with a variety of stakeholders.
- Relevant professional tertiary qualifications
Why Join Us
UniSuper is proud of our culture and benefits, which empower our people to achieve their full potential, thrive, and grow their career with us. These include:
- Competitive salary and performance-based incentives.
- Opportunities for professional development and career progression.
- Access to a range of health and wellbeing programs.
- A culture that values diversity and inclusion
UniSuper believes that the best way to achieve great things is when we come together and collaborate. Therefore, we ask you to be able to commit to 60% of your time in office.
It should go without saying, but at UniSuper, we value and celebrate diversity and inclusion. We believe that a variety of perspectives, backgrounds, interests, abilities, and skills is crucial for delivering great retirement outcomes for our members. We invite you to apply for the roles that suit your career aspirations, even if you don't meet all the requirements.
Think Great. Create Great
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