Compliance & Client Support Officer

5 days ago

Lindfield, Australia Peter Vickers Business Group Full time

**About the Company**:
Peter Vickers Business Group (PVBG) is a well-established boutique Financial Services Firm on the North Shore. We offer a diverse range of financial solutions and advice to our clients from Accounting, Tax, Insurance, Superannuation and Investment Services.

Accounting is one of our core strengths at Peter Vickers Business Group - it’s what we started with. For over 40 years, we have been helping businesses and individuals to manage, protect and grow their wealth.

**About the Role**:
We are currently seeking a Part-time Compliance & Client Support Officer to join our professional and friendly business team.

**Responsibilities**:

- Ensure all customers inquiries are answered timely.
- Complete client data input and maintain all the client info correct in the system.
- Ensure all the information and services provided to the clients are accurate.
- Review and maintain the Compliance and Qualify Control System with the most updated contents including the policy statements and related procedures.
- Coordinate the Company's risk management review including conducting periodic checks on the completed client assignments to ensure a compliance with the associated polices and procedures.
- Review and update AFS License Manual.
- Maintain,review & update company registers like authorized representative, breach and complaints, compliance, conflicts of interest, monitoring & supervision, risk management.
- Coordinate and in charge of Compliance Meetings.
- Complete all the lodgement of forms to APRA or ASIC when required.
- Review and recommend the Insurance contents in the Company website to ensure the full compliance.

**Job Requirements**:

- Preferred with 2 years’ experience in Financial/Accounting/Investment/Insurance services role.
- Knowledge of financial services laws, ASIC requirements.
- Knowledge of various types of business risks like clients, operational, compliance etc.
- Exposure to Brooking and Accounting, Financial, Investment, General Insurance would be highly regarded.
- Degree qualified in Business, Commerce or Legal would be highly regarded.
- Accuracy, attention to detail and being pro-active.
- Strong time management, organisational and analytical skills, problem solving and communication, both verbally and written.
- Ability to work under pressure and multi-task.
- Able & flexible to work for 2/3 days for catering work schedule or adhoc work assignment under the arrangement of the Company.
- Undergraduates or flesh graduates will be welcome.

**Culture & Benefits**:

- Genuine family-friendly environment in a suburban office location.
- Employee share scheme.
- Opportunities for further training and qualifications.

**Application Process**:
If you are a confident, proactive and prudent individual who has sounded risk or compliance experience, we are looking forward to hearing from you.

Please submit your resume along with a cover letter outlining your preferred PT availability and why you would be suited for this role.

No agency calls please.

**Work Remotely**:No

**Job Types**: Part-time

**Job Type**: Part-time
Part-time hours: 16-24 per week

**Salary**: $55,000.00 - $90,000.00 per year

Schedule:

- 8 hour shift

Work Location: In person

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